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The Impartiality and Independence of Arbitrators in International Commercial Arbitration

Authors:
Publisher:
 28.12.2021

Summary

Die Unabhängigkeit von Schiedsrichtern ist für die internationale Schiedsgerichtsbarkeit von grundsätzlicher Bedeutung. In der letzten Zeit wurden immer häufiger Schiedssprüche wegen mangelnder schiedsrichterlicher Unabhängigkeit aufgehoben.Das vorliegende Werk ist dem praxisrelevanten Fragenkomplex der schiedsrichterlichen Unabhängigkeit und Unparteilichkeit gewidmet. Eingehend werden die ausgefeilten dogmatischen Strukturen und die relevante Rechtsprechung der für die internationale Schiedsgerichtsbarkeit wichtigen Rechtsordnungen (Frankreich, England, Schweiz, Deutschland) auf der pro-arbitralen, arbitralen und post-arbitralen Verfahrensebene untersucht. Ein detailliertes Stichwortverzeichnis und eine umfangreiche Literaturliste runden die Arbeit ab. Aus dem Vorwort: “Dr. Angoura’s book provides a detailed, systematic and comprehensive analysis of the concepts of independence and impartiality of arbitrators in international commercial arbitration. In addition to exploring the arbitrator’s duties of impartiality and independence on a conceptual and theoretical level, provides a valuable tool for practice in international arbitration. Its careful examination of national court decisions, institutional rulings and other authorities is an important contribution to parties, lawyers, arbitrators, institutions and national courts to facilitate decisions on questions of disclosure and waiver and its application to impartiality at the different arbitration stages. This book contributes in particular to the ongoing discussion of the arbitrator’s impartiality as one of the (most frequently-invoked) grounds for annulment or non-recognition of arbitral awards. I congratulate the author for her very thorough research and thoughtful writing and her valuable contribution to the dialogue between academia and practice.”Gary B. Born, London, November 2021

Keywords

Bibliographic data

Copyright year
2022
Publication date
28.12.2021
ISBN-Print
978-3-8487-8439-4
ISBN-Online
978-3-7489-2814-0
Publisher
Nomos, Baden-Baden
Series
Successful Dispute Resolution
Volume
11
Language
English
Pages
269
Product type
Book Titles

Table of contents

ChapterPages
  1. Titelei/Inhaltsverzeichnis No access 1 - 22
    1. I. Research Question No access
    2. II. Methodology No access
    3. III. Structure No access
      1. 1. The fair trial principle No access
      2. 2. National arbitration laws No access
      3. 3. Institutional rules No access
    2. II. The IBA Guidelines on Conflicts of Interest in International Arbitration as interpretation aid No access
      1. 1. The concept of impartiality No access
      2. 2. The concept of independence No access
      3. 3. Impartiality applied to arbitrators No access
    4. IV. The question of ‘justifiable doubts’ No access
    1. I. General remarks No access
      1. 1. Significant direct or indirect financial interest in the dispute No access
      2. 2. Personal interest in the dispute No access
      3. 3. Prior involvement in the dispute No access
      4. 4. Arbitrator’s appointment in a related matter No access
      5. 5. Publicly expressed legal opinion No access
      1. 1. General remarks No access
        1. a) Arbitrator’s employment by one of the parties No access
        2. b) Arbitrator acting as manager, director or member of the supervisory board of one of the parties No access
        1. a) Direct relationship No access
        2. b) Indirect relationship No access
        3. c) Prior business or financial relationship No access
        4. d) ‘Repeat arbitrator’ No access
        1. a) Close family relationship No access
        2. b) Close personal relationship No access
        3. c) Remote and insignificant social relationship No access
        4. d) Ex parte contacts No access
      5. 5. Common nationality of presiding arbitrator with one of the parties No access
      6. 6. Arbitrator representing one of the parties No access
      7. 7. Arbitrator’s relationship with counsel representing one of the parties No access
    4. IV. Arbitrator’s relationship with another arbitrator, witness or arbitral secretary No access
    5. V. Arbitrator’s law firm relationship with one of the parties or counsel No access
    6. VI. Arbitrator’s conduct and expressions of opinion during arbitration No access
      1. 1. Nature of the duty of disclosure No access
      2. 2. Timing of the duty of disclosure No access
      3. 3. Arbitrator’s investigation duty No access
        1. a) The applicable law to arbitrator’s disclosure duty No access
        2. b) The subjective and objective standards of the duty of disclosure No access
        3. c) The interface between parties’ investigation duty and arbitrator’s disclosure duty No access
      5. 5. Consequences of breach of the duty of disclosure No access
      1. 1. The interplay between the principle of party autonomy and fair trial No access
      2. 2. Challenge procedure and time limit No access
      3. 3. Subsidiary competence of the judge at the seat of the arbitral tribunal No access
      4. 4. Legal remedies against the decision on the challenge of the arbitrator No access
      5. 5. The objective standard of the disqualification of an arbitrator No access
        1. a) The violation of due process No access
        2. b) The irregular composition of the arbitral tribunal or violation of parties’ agreed arbitral proceedings No access
        3. c) The violation of public policy No access
      2. 2. Effect of bias on the arbitral award No access
    1. I. The object of waiver: the right to an impartial tribunal versus the right to contest arbitrator’s lack of impartiality No access
    2. II. The mechanism of waiver as an aspect of good faith No access
      1. 1. Knowledge of facts or circumstances giving rise to arbitrator’s lack of impartiality No access
        1. a) The specification and compliance with the set time limit No access
        2. b) The preclusive effect of waiver of the right to contest arbitrator’s lack of impartiality at different stages No access
    4. IV. Advance waiver No access
  7. § 6. Conclusions No access 212 - 218
  8. BIBLIOGRAPHY No access 219 - 250
  9. LIST OF CASES No access 251 - 264
  10. Biography No access 265 - 266
  11. Index No access 267 - 269

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