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Edited Book No access

CETA Investment Law

Article-by-Article Commentary
Editors:
Publisher:
 2022

Keywords



Bibliographic data

Copyright year
2022
ISBN-Print
978-3-8487-6084-8
ISBN-Online
978-3-7489-0213-3
Publisher
Nomos, Baden-Baden
Language
German
Pages
994
Product type
Edited Book

Table of contents

ChapterPages
  1. Titelei/Inhaltsverzeichnis No access Pages I - XXIV
  2. Authors:
    1. A. Introduction No access
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    2. B. The Economic Background: Benefits of a CETA Investment Chapter No access
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    3. Authors:
      1. Authors:
        1. 1. The Question of Competences No access
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        2. 2. (New) EU Investment Policy Approaches No access
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        3. 3. Clarifications on the Compatibility of the CETA Investment Chapter with the EU’s Constitutional Framework No access
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      2. II. Canadian Investment Policy No access
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    4. Authors:
      1. I. The Necessity of ISDS in CETA No access
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      2. II. Future Termination of EU Member States – Canada Investment Agreements No access
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    5. Authors:
      1. Authors:
        1. 1. The Scope of Application No access
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        2. 2. Extension of Scope of Application to Admission/Market Access No access
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        3. 3. The Standards of Protection No access
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        4. 4. Exemptions, Reservations and Denial of Benefits No access
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        5. 5. Interim Conclusion No access
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      2. Authors:
        1. 1. General Considerations and Background No access
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        2. 2. Scope of Application and Jurisdiction of the ICS No access
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        3. 3. Establishment of the ICS – A General Overview No access
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        4. 4. Applicable Law, Content of Awards and their Enforceability No access
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        5. 5. Interim Conclusion No access
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    6. F. Conclusion: The New EU Approach – A Change of Paradigms? No access
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  3. Authors:
    1. A. Introduction No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. Authors:
          1. a) Activities Seen as Exercise of Governmental Authority No access
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          2. b) Activities not Seen as Exercise of Governmental Authority No access
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          3. c) Understanding of the Meaning of the Exercise of Governmental Authority under other Agreements No access
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      2. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the term No access
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        3. 3. Commentary No access
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      3. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      4. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      5. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      6. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      7. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. Authors:
          1. a) In its Territory No access
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          2. b) Made in Accordance with the Applicable Law at the Time the Investment is Made No access
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          3. c) Directly or Indirectly Owned or Controlled by an Investor of the Other Party No access
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          4. d) Existing on the Date of Entry into Force of this Agreement, or Made or Acquired thereafter No access
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      8. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      9. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      10. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. Authors:
          1. a) Applicable Law No access
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          2. b) Private or Government Ownership or Control No access
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          3. c) Whether for or not for Profit No access
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          4. d) The Type of Entity: Constituted or Organised No access
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          5. e) Inclusion of Branch or Representative Office No access
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      11. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      12. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      13. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      14. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the term No access
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        3. 3. Commentary No access
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      15. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      16. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. Authors:
          1. a) Every Kind of Asset No access
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          2. b) That an Investor Owns or Controls, Directly or Indirectly No access
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          3. c) Characteristics of an Investment includes in it a Certain Duration and Other Characteristics No access
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          4. Authors:
            1. aa) Definition of investment under the ICSID Convention No access
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            2. bb) The Salini Test No access
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            3. cc) Beyond the Salini Test No access
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      17. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. Authors:
          1. a) Party No access
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          2. b) A Natural Person of a Party No access
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          3. c) Enterprise of a Party No access
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          4. d) Exclusion of Branch or Representative Office No access
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          5. e) Making or Has Made an Investment No access
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      18. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. Authors:
          1. a) Juridical Person Constituted or Organised under the Laws of the Respondent No access
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          2. b) Ownership or Control Directly or Indirectly No access
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      19. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      20. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      21. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      22. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      23. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      24. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      25. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      26. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the term No access
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        3. 3. Commentary No access
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      27. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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      28. Authors:
        1. 1. Drafting History No access
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        2. 2. Use of the Term No access
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        3. 3. Commentary No access
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  4. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. Authors:
          1. a) A Measure No access
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          2. b) Adopted or Maintained by a Party No access
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          3. c) In its Territory (I) – territorial limit of a measure No access
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        2. Authors:
          1. Authors:
            1. aa) The Issue of Nationality No access
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            2. bb) The Issue of Dual Nationality No access
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          2. Authors:
            1. aa) Enterprise Constituted under the Laws of a Party (corporate nationality) No access
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            2. bb) Substantial Business Activity in the Territory of a Party No access
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            3. cc) Directly or Indirectly Owned or Controlled by a Natural Person or an Enterprise of a Party No access
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          3. c) A Party (Qualifying as an Investor) No access
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        3. Authors:
          1. a) In its territory (II) – territorial limit of a covered investment No access
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          2. b) Made in Accordance with the Applicable Law No access
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          3. c) Directly Owned or Controlled by an Investor of the Other Party No access
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          4. d) Existing on the date of entry into force of this Agreement, or Made/Acquired thereafter No access
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        4. 4. Measures Relating to Performance Requirements No access
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      2. Authors:
        1. 1. The Air Services and Related Services Exception – para. 2(a) No access
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        2. Authors:
          1. a) Activities Carried out Neither on a Commercial Basis No access
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          2. b) Nor in Competition with one or more Economic Operators No access
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        3. Authors:
          1. a) Background No access
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          2. b) Interpretation of the Cultural Exclusion Clause Based on Local Requirements No access
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          3. c) Making Sense of the Difference Between the Clause Chosen by the Parties No access
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      3. Authors:
        1. 1. The Section F General Procedure for Claims by an Investor – para. 4 (1st sentence) No access
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        2. 2. Specific Types of Claims (Section B and C Obligations) Excluded from Coverage – para. 4 (2nd – 3rd sentence) No access
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        3. 3. Specific Inclusion under the Chapter – para. 4 (4th sentence) No access
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      4. IV. Non-Effect of CETA Chapter 8 on Canada/EC and Member States Air Transport Agreement – para. 5 No access
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    5. E. Conclusion No access
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  5. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. Authors:
      1. I. 13 January 2010 and January 2011 Drafts No access
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      2. II. February 2012 Draft No access
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      3. III. 21 November 2013 Draft No access
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      4. IV. 1 August 2014 No access
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    4. Authors:
      1. I. Financial Services Dispute Resolution under NAFTA and CETA No access
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      2. II. Financial Services Dispute Resolution under EU FTAs and IPAs No access
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    5. E. Conclusion No access
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  6. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. The Controlled Market Access Model No access
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      2. II. The MFN and NT-based Entry Model No access
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      3. Authors:
        1. 1. The Approach of Article 8.4 to Market Access No access
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        2. 2. The Limits to Market Access and the Preservation of the Parties’ Economic Sovereignty No access
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        3. 3. Article 8.4 and Dispute Settlement No access
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    5. E. Conclusion No access
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  7. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. Introduction/Generalities No access
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        2. 2. Chapeau of paragraph 1 No access
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        3. Authors:
          1. a) Export a given level or percentage of a good or service No access
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          2. b) Domestic content No access
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          3. c) Territorial nexus No access
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          4. d) Volume and value of imports and exports No access
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          5. e) Domestic supply No access
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          6. f) Technology transfer No access
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          7. g) Exclusive supply No access
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      2. Authors:
        1. 1. Introduction/Generalities No access
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        2. 2. Chapeau of paragraph 2 No access
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        3. Authors:
          1. a) Domestic content No access
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          2. b) Territorial nexus No access
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          3. c) Volume and value of imports and exports No access
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          4. d) Domestic supply No access
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      3. Authors:
        1. 1. Generalities on exceptions No access
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        2. 2. Paragraph 3 No access
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        3. 3. Paragraph 4 No access
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        4. 4. Paragraph 5 No access
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        5. 5. Paragraph 6 No access
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      4. IV. The non-prejudice clause of Article 8.5. paragraph 7 No access
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    5. E. Performance requirements and financial services No access
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    6. F. Carve-outs/Reservations No access
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    7. G. Transparency and other requirements No access
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    8. H. Dispute Settlement No access
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    9. I. Conclusion No access
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  8. Authors:
    1. A. Introduction and Overview No access
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    2. B. Object and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. ‘Each Party shall accord to an investor of the other Party and to a covered investment …’ No access
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        2. 2. ‘… treatment […] it accords in like situations to its own investors and to their investments ...’ No access
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        3. 3. ‘… treatment no less favourable than the treatment it accords ...’ No access
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        4. 4. ‘… with respect to the establishment, acquisition, expansion, conduct, operation, management, maintenance, use, enjoyment and sale or disposal of their investments in its territory’ No access
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      2. II. National Treatment by Sub-federal Canadian Governments and EU Member States and Their Sub-federal Governments in Article 8.6(2)-(3) No access
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      3. III. Reservations and Exceptions to National Treatment No access
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    5. E. Conclusion No access
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  9. Authors:
    1. A. Introduction and Overview No access
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    2. B. Object and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. ‘In like Situations’ No access
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        2. 2. ‘Treatment No Less Favourable’ No access
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        3. 3. Pre-Investment Stage No access
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      2. II. MFN Treatment Also Accorded on the Provincial (Canada) and Member State (EU) Level No access
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      3. III. Exceptions from MFN Treatment No access
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      4. Authors:
        1. 1. MFN and Procedural Advantages No access
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        2. 2. MFN and Substantive Advantages No access
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    5. E. Conclusion No access
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  10. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. D. Commentary No access
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    5. E. Conclusion No access
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  11. Authors:
    1. A. Introduction and Overview No access
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    2. Authors:
      1. I. Preamble No access
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      2. II. The CETA Joint Interpretative Instrument No access
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      3. III. The Right to Regulate under CETA Chapters on Sustainable Development No access
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      4. IV. Other CETA Provisions No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. Reaffirming the Right to Regulate No access
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        2. 2. ‘Legitimate Policy Objectives’ No access
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        3. 3. General Regulation and Specific Measures No access
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      2. Authors:
        1. Authors:
          1. a) A Deferential Standard of Review No access
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          2. b) Proportionality No access
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        2. Authors:
          1. a) With Respect to Indirect Expropriation (Article 8.12 and Annex 8-A CETA) No access
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          2. b) With Respect to FET Including Legitimate Expectations (Article 8.10 CETA) No access
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      3. Authors:
        1. 1. A Specific Commitment under Law or Contract No access
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        2. 2. The Decision Is in Accordance with the Terms or Conditions of the Subsidy No access
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      4. Authors:
        1. 1. EU State Aid Law No access
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        2. 2. International Law Obligations No access
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    5. E. Conclusion No access
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  12. Authors:
    1. A. Introduction and Overview No access
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    2. Authors:
      1. I. The Provision is the First FET Clause to Include a Closed List of Elements No access
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      2. II. The Clause is the Natural Outcome of a New Generation of FET Clauses No access
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      3. III. The Absence of any Reference to the MST Under Custom No access
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      4. IV. The Provision Reflects 25 Years of NAFTA Case Law No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. Article 8.10(2)(a): Denial of Justice No access
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      2. II. Article 8.10(2)(b): Breach of Due Process No access
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      3. III. Article 8.10(2)(c): Arbitrary Conduct No access
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      4. IV. Article 8.10(2)(c): Discrimination No access
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      5. V. Article 8.10(2)(e): Abusive Treatment No access
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      6. VI. Article 8.10(2)(f) and (3): Review Mechanism No access
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      7. VII. Article 8.10(4): Investor’s Legitimate Expectations No access
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      8. VIII. Article 8.10(5): Full Protection and Security No access
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    5. E. Conclusion No access
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  13. Authors:
    1. Authors:
      1. I. Compensation-for-Losses Clauses No access
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      2. Authors:
        1. 1. Extended War Clauses No access
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        2. 2. Security Clauses No access
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    2. Authors:
      1. I. Conditions for the Application of Compensation-for-Losses Clauses No access
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      2. II. Application of IIAs during Armed Conflict No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. ‘Notwithstanding Article 8.15.5(b) …’ No access
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      2. II. ‘… each Party shall accord to investors of the other Party …’ No access
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      3. III. ‘… whose covered investments …’ No access
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      4. IV. ‘… suffer losses owing to armed conflict, civil strife, a state of emergency or natural disaster …’ No access
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      5. V. ‘… in its territory …’ No access
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      6. VI. ‘… treatment no less favourable than that it accords to its own investors or to the investors of a third country, whichever is more favourable to the investor concerned …’ No access
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      7. VII. ‘… as regards restitution, indemnification, compensation or other settlement.’ No access
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    5. Authors:
      1. I. The Early Cases No access
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      2. II. The Cases against Argentina No access
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      3. III. The Cases against Zimbabwe No access
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      4. IV. The Cases against Libya No access
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      5. V. The Cases under Italian BITs No access
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    6. F. Summary and Conclusions No access
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  14. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. Protected Interests No access
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      2. Authors:
        1. 1. Direct Expropriations and Nationalisations No access
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        2. Authors:
          1. Authors:
            1. aa) Sole Effects Doctrine: Applied by NAFTA and BIT Tribunals No access
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            2. bb) Police Powers No access
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            3. cc) The Balancing Approach No access
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          2. Authors:
            1. aa) Case-by-Case, Fact-Based Inquiry No access
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            2. bb) The Economic Impact – Para. 1 and Para. 2(a) of Annex 8-A No access
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            3. cc) The Duration – Para. 2(b) of Annex 8-A No access
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            4. dd) The Reasonable Investment Backed Expectations – Para. 2(c) of Annex 8-A No access
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            5. ee) The Character of a Measure – Para. 2(d) of Annex 8-A No access
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          3. c) The Regulation Exception No access
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          4. d) Case Law Applying Treaties with an Indirect Expropriation Test and a Regulation Exception No access
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      3. Authors:
        1. 1. Public Purpose No access
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        2. 2. Non-Discrimination No access
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        3. 3. Due process and Judicial Review No access
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        4. 4. Compensation No access
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      4. IV. TRIPS-Related Measures No access
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    5. E. Conclusions No access
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  15. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. Structure No access
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      2. Authors:
        1. 1. ‘All transfers relating to a covered investment’ No access
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        2. 2. ‘… without restriction or delay ...’ No access
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        3. 3. ‘… freely convertible currency ...’ No access
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        4. 4. ‘... at the market rate of exchange ...’ No access
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        5. Authors:
          1. a) Funds to Maintain, Develop or Increase the Investment No access
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          2. b) Amounts Derived from the Investment No access
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          3. c) Proceeds from the Sale or Liquidation of the Investment No access
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          4. d) Payments (including loans) Made under a Contract Entered into by the Investor or the Investment No access
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          5. e) Payments Made Pursuant to Claims for Compensation for Losses or Expropriation No access
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          6. f) Earnings and Other Remuneration of Foreign Persons Working in Connection with an Investment No access
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          7. g) Payment of Damages Pursuant to an Award Issued through an Investor-State Arbitration No access
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      3. III. Transfers Shall Not Be Required No access
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      4. Authors:
        1. 1. Application of Laws of Host States No access
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        2. 2. Application in Equitable and Non-Discriminatory Manner No access
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        3. 3. No Disguised Restriction on Transfers No access
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        4. 4. Exemption Clauses in Other CETA Provisions No access
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    5. E. Conclusion and Summary No access
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  16. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. Authors:
          1. a) Covered Organs No access
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          2. b) Excluded Organs No access
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        2. 2. ‘A payment under an indemnity, guarantee or contract of insurance’ No access
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        3. 3. ‘In respect of an investment’ No access
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      2. Authors:
        1. Authors:
          1. a) Substantial Rights No access
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          2. b) Procedural Rights No access
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        2. 2. ‘These rights might be exercised by the Party or an agency of the Party, or by the investor’ No access
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    5. E. Conclusion No access
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  17. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. Authors:
      1. I. Paragraphs 1 and 2 No access
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      2. II. Paragraph 3 No access
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      3. III. Paragraph 4 No access
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      4. IV. Paragraph 5 No access
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      5. V. Joint Interpretive Instrument No access
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    4. Authors:
      1. Authors:
        1. Authors:
          1. a) Sub-paragraph 8.15(1)(a) – ‘… as set out by that Party in its Schedule to Annex I …’ No access
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          2. b) Sub-paragraph 8.15.1(b)—‘… the Continuation or Prompt Renewal of a Non-Conforming Measure …’ No access
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          3. c) Sub-paragraph 8.15.1(c)—‘… an Amendment to a Non-Conforming Measure … to the Extent that the Amendment does not Decrease to the Conformity of the Measure, as it existed immediately before the Amend... No access
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        2. 2. Annex II – Reservations for Future Measures No access
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      2. Authors:
        1. 1. Exception for TRIPS Agreement-consistent Measures No access
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        2. Authors:
          1. a) ‘… Procurement by a Party …’ No access
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          2. b) ‘… Procurement … of a Good or Service Purchased for Governmental Purposes and not with a View to Commercial Resale or with a View to use in the Supply of a Good or Service for Commercial Sale’ No access
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          3. c) ‘… whether or not that Procurement is “Covered Procurement” within the Meaning of Article 19.2 (Scope and Coverage) ...’ No access
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        3. Authors:
          1. a) ‘… Subsidies …’ No access
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          2. b) ‘… Government Support relating to Trade in Services …’ No access
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          3. c) ‘… Provided by a Party.’ No access
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    5. E. Conclusion No access
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  18. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. Authors:
      1. I. Background on the Drafting of DOB Provisions No access
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      2. II. The Evolution of Draft DOB CETA Text No access
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    4. Authors:
      1. I. The Impact of Case-law on the ‘Downsizing’ of CETA’s DOB Provision No access
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      2. Authors:
        1. 1. A Right of Denial Without Prior Notice or Consultation No access
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        2. 2. Classic Workings, but Ownership and Control Left Undefined No access
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        3. 3. A Narrower Ambit for Denial, Including Newly Formulated Conditions No access
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    5. E. Conclusion No access
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  19. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. Authors:
          1. a) Transparency as a Guiding Principle in International Investment Law No access
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          2. b) The ‘Request for Information’ of Article 8.17 CETA as Corporate Transparency No access
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        2. 2. ‘Routine Information’: Delimiting its Meaning No access
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      2. Authors:
        1. Authors:
          1. a) ‘Confidential Information’ as a Broad Concept No access
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          2. b) Detailed Provisions on ‘Confidential Information’ No access
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          3. c) Considerable Leeway for the Interpretation of ‘Confidential or Protected Information’ in Article 8.17 CETA No access
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        2. Authors:
          1. a) Application for Confidential Treatment No access
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          2. b) Balance of Interests No access
            Authors:
          3. c) Safeguarding ‘Confidential or Protected Information’ by the Corresponding Authorities No access
            Authors:
      3. Authors:
        1. 1. Compatibility with Articles 8.6 and 8.7 CETA No access
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        2. 2. Request Must Be Reasonable and not unduly Burdensome No access
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        3. 3. Equitable and Good Faith Application of its Laws No access
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    5. E. Conclusions No access
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  20. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. Authors:
          1. Authors:
            1. aa) A Natural Person of a Party No access
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            2. Authors:
              1. (1) Enterprise constituted under the laws of a Party (corporate nationality) No access
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              2. (2) Having substantial business activities or being directly or indirectly owned or controlled by a natural person of that Party or by an enterprise mentioned under paragraph (a) No access
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            3. cc) A Party (Qualifying as an Investor) No access
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            4. dd) Other Juridical Entities: (Non-Profit Organizations) No access
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          2. b) The other Party No access
            Authors:
        2. Authors:
          1. Authors:
            1. aa) Breach of National Treatment (NT) Clause – Article 8.6 No access
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            2. bb) Breach of Most Favoured Nation (MFN) Clause – Article 8.7 No access
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            3. cc) Non-Imposition of Senior Management or Board Appointment – Article 8.8 No access
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          2. b) Breach of Obligation under Section D Resulting in Loss or Damage No access
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        3. Authors:
          1. a) Territorial Coverage (ratione loci) No access
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          2. b) Temporal Coverage No access
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          3. c) In Accordance with the Applicable Law No access
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          4. d) Owned or Controlled (directly or indirectly) No access
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      2. Authors:
        1. 1. Claims Founded on Illegality (Applying the Clean Hands Doctrine) No access
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        2. 2. Exclusion of Debt Restructuring Claims save for Violating Article 8.6 or 8.7 No access
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    5. E. Conclusion No access
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    6. A. Introduction and Overview No access
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    7. B. Spirit and Purpose No access
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    8. Authors:
      1. I. Existing Canada-EU Member States BITs No access
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      2. Authors:
        1. 1. From January 2010 to 15 November 2013 No access
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        2. 2. From November 2013 to October 2016 No access
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    9. Authors:
      1. Authors:
        1. 1. Paragraph 1 No access
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        2. 2. Paragraph 2 No access
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        3. 3. Paragraph 3 No access
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        4. 4. Paragraph 4 No access
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        5. 5. Paragraph 5 No access
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        6. 6. Paragraph 6 No access
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        7. 7. Paragraph 7 No access
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        8. 8. Paragraph 8 No access
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      2. Authors:
        1. 1. Introduction No access
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        2. Authors:
          1. a) Type A: Article 3 MEUFTA and Article 8.19 CETA No access
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          2. b) Type B: Article 3.3 EUVIPA and Article 3 EUSIPA No access
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        3. Authors:
          1. a) Article 9.18 CPTPP and Article 14.D.2 CUSMA No access
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          2. b) Recent Canadian BIT Practice: Article 21 Canada-Moldova BIT No access
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    10. Authors:
      1. I. Reaching an Amicable Settlement No access
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      2. II. Serving as a Bar to Jurisdiction No access
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  21. Authors:
    1. A. Introduction and Overview No access
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    2. Authors:
      1. Authors:
        1. 1. International Chamber of Commerce No access
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        2. 2. Permanent Court of Arbitration No access
          Authors:
        3. 3. Stockholm Chamber of Commerce No access
          Authors:
        4. 4. International Centre for Settlement of Investment Disputes No access
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      2. II. ADR Contributes to Case Settlement No access
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      3. Authors:
        1. 1. IBA Rules for Investor-State Mediation No access
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        2. 2. Energy Charter Treaty No access
          Authors:
        3. Authors:
          1. a) UNCITRAL Model Law on International Commercial Mediation and International Settlement Agreements Resulting from Mediation 2018 No access
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          2. b) UNCITRAL Convention on International Settlement Agreements Resulting from Mediation 2019 No access
            Authors:
          3. c) UNCITRAL Mediation Rules No access
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          4. d) UNCITRAL Notes on Mediation No access
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          5. e) UNCITRAL Working Group III on Possible ISDS Reform No access
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        4. 4. ICSID No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. Conditions for Mediation No access
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      2. II. Rules Applicable to Mediation No access
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      3. III. Code of Conduct for Mediators No access
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      4. IV. Mediation Provision in CETA Chapter 29 – Dispute Settlement for Disputes other than Investment Disputes No access
        Authors:
    5. E. Conclusion No access
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  22. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. The Respondent During Consultations No access
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        2. 2. Financial Responsibility No access
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        3. 3. CETA Compared to other EU Agreements No access
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      2. Authors:
        1. 1. Article 8.21 para. 1: Delivery of the Notice for Determination of the Respondent No access
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        2. 2. Article 8.21 para. 2: Content of the Notice No access
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        3. 3. Consequences of a Valid Notice No access
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        4. 4. Consequences of a Defective Notice No access
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        5. 5. Coherence of the Notice for Determination of the Respondent and the Submitted Claim No access
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        6. 6. Article 8.21 para. 3: Determination of the Respondent by the European Union No access
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      3. Authors:
        1. 1. Scope of Application No access
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        2. 2. Competence to Identify the Respondent No access
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        3. 3. Identification of the Proper Respondent Pursuant to lit. (a) and (b) No access
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        4. 4. Article 8.21 para. 4 lit. (a): Measures of a Member State No access
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        5. 5. Article 8.21 para. 4 lit. (b): Measures of the EU or of the EU and Member States No access
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        6. 6. Procedure No access
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      4. IV. Article 8.21 para. 5: Right to Submit a Claim Against the Proper Respondent No access
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      5. V. Article 8.21 para. 6: Clarification Concerning Objections to the Claim No access
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      6. VI. Article 8.21 para. 7: Binding Force of the Determination of Respondent No access
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    5. E. Conclusion No access
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  23. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. Consent to the Settlement of the Dispute No access
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      2. II. Consultations and Determination of the Respondent No access
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      3. III. Definition of the Case No access
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      4. IV. Parallel Claims No access
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      5. V. Locally Established Enterprises No access
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    5. E. Conclusion No access
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  24. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. Claimant No access
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      2. II. Arbitration Rules No access
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      3. III. Small and Medium-Sized Enterprises No access
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      4. IV. Time of Submission No access
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      5. V. Communication and Publication Requirements No access
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    5. E. Conclusion No access
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  25. Authors:
    1. Authors:
      1. I. General Remark No access
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      2. II. Related Provisions No access
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      3. III. Comparable Provisions No access
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    2. Authors:
      1. I. Avoidance of Conflicts by Parallel and Related Proceedings No access
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      2. II. Harmonious Coordination of Proceedings No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. Authors:
          1. a) Potential of Related ISDS Proceedings under BITs No access
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          2. b) Potential of Related ISDS Proceedings under Other International Agreements No access
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          3. c) Potential of Related Proceedings State-to-State Dispute Settlement No access
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        2. Authors:
          1. a) Potential for Overlapping Compensation No access
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          2. b) Potential for Other Significant Impact No access
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      2. Authors:
        1. 1. Stay of the Proceedings No access
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        2. 2. Other Means of Taking Account of Related Proceedings No access
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    5. E. Conclusion No access
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  26. Authors:
    1. A. Introduction and Overview No access
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    2. Authors:
      1. I. The importance of consent No access
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      2. II. The procedural qualification of consent No access
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      3. III. Comparable consent provisions No access
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      4. IV. Consent in context No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. ‘The respondent’ No access
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        2. 2. ‘Consents’ No access
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        3. 3. ‘To the settlement of the dispute’ No access
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        4. 4. ‘By the Tribunal’ No access
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        5. 5. ‘In accordance with the procedures set out in this Section’ No access
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      2. Authors:
        1. 1. ‘The consent under paragraph 1’ No access
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        2. 2. ‘And the submission of a claim to the Tribunal under this section’ No access
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        3. 3. ‘Shall satisfy the requirements of’ No access
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        4. 4. ICSID and ICSID Additional Facility Rules No access
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        5. 5. New York Convention No access
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    5. E. Conclusion No access
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  27. Authors:
    1. A. Introduction and Overview No access
      Authors:
    2. B. Spirit and Purpose No access
      Authors:
    3. C. Drafting History No access
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    4. Authors:
      1. I. Third Party Funding within the Framework of CETA No access
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      2. II. Disclosure of the Existence of Third Party Funding No access
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      3. III. Third Party Funding and Security for Costs No access
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      4. IV. Other Relevant Concerns with Third Party Funding No access
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    5. E. Conclusion No access
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  28. Authors:
    1. A. Introduction and Overview No access
      Authors:
    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. The Composition of the tribunal (paras. 2 and 3) No access
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      2. II. Qualifications of Tribunal Members (para. 4) No access
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      3. III. Term of Office of Tribunal Members (para. 5) No access
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      4. IV. Composition of Divisions (paras. 6, 7 and 9) No access
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      5. V. Organisation of the Tribunal (para. 8) No access
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      6. VI. Working Procedures (para. 10) No access
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      7. VII. Availability and Remuneration of Tribunal Members (paras. 11 to 15) No access
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      8. VIII. Secretariat (para. 16) No access
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      9. IX. Fall Back Situation (para. 17) No access
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    5. E. Conclusion No access
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  29. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
      Authors:
    3. C. Drafting History No access
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    4. Authors:
      1. I. The establishment of the Appellate Tribunal (paragraph 1) No access
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      2. II. The standards of review (paragraph 2) No access
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      3. III. The Members of the Appellate Tribunal (paragraphs 3-5) No access
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      4. IV. The organization and administration of the Appellate Tribunal (paragraphs 5 and 7) No access
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      5. V. The conduct of appeals before the Appellate Tribunal (paragraphs 6 and 9) No access
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      6. VI. The decision of the Appellate Tribunal (paragraphs 2 and 9) No access
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      7. VII. Enforcement No access
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      8. VIII. No annulment of a CETA Appeal Award No access
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      9. IX. The periodic review (paragraph 8) No access
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    5. E. Conclusion No access
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  30. Authors:
    1. A. Introduction and Overview No access
      Authors:
    2. B. Spirit and Purpose No access
      Authors:
    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. An International Obligation to Establish? No access
          Authors:
        2. 2. Scope of the Mandate: Multilateral Investment Tribunal and Appellate Mechanism No access
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        3. Authors:
          1. a) Organisational Structure and Jurisdiction No access
            Authors:
          2. b) Two-tiered Structure No access
            Authors:
          3. c) Procedural Aspects No access
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          4. d) Transparency No access
            Authors:
          5. e) Costs of the MIC No access
            Authors:
          6. Authors:
            1. aa) The Judges No access
              Authors:
            2. bb) Secretariat No access
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            3. cc) Investment Advisory Centre No access
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          7. g) Decisions and Enforcement No access
            Authors:
        4. 4. Draft Statute of a MIC No access
          Authors:
      2. II. Second Sentence: The Task of the CETA Joint Committee to adopt Appropriate Transition Arrangements No access
        Authors:
    5. E. Conclusion No access
      Authors:
  31. Authors:
    1. A. Introduction and Overview No access
      Authors:
    2. B. Spirit and Purpose No access
      Authors:
    3. C. Drafting History of Article 8.30 CETA No access
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    4. Authors:
      1. Authors:
        1. 1. Independence and Impartiality No access
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        2. 2. Prohibition on Governmental Affiliation and on Taking Instructions from Others No access
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        3. 3. Avoidance of Conflicts of Interest No access
          Authors:
        4. 4. Positioning against ‘Double Hatting’ No access
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      2. Authors:
        1. 1. Conflict of Interest No access
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        2. 2. Challenge Procedure No access
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      3. Authors:
        1. 1. Resignation No access
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        2. 2. Decision on Challenge No access
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      4. IV. Paragraph 4 of Article 8.30 No access
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      5. V. Conclusion No access
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  32. Authors:
    1. Authors:
      1. I. General Remark No access
        Authors:
      2. II. Agreement on Applicable Substantive Law No access
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      3. Authors:
        1. 1. Ambiguous Meaning of Article 8.31-1 No access
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        2. 2. Applicability of the CETA and Other Rules and Principles of International Law No access
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        3. 3. Sources of Applicable Law Are Governed by the Lex Specialis Principle No access
          Authors:
      4. IV. Relationship between International and Domestic Law No access
        Authors:
      5. V. Appeal and Enforceability No access
        Authors:
    2. Authors:
      1. I. General Remark No access
        Authors:
      2. Authors:
        1. 1. Interpretation and Application No access
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        2. 2. Interpretation and Amendment No access
          Authors:
      3. III. Methodological Framework for Decision-Making No access
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      4. IV. Autonomy of the Domestic Legal Order No access
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      5. Authors:
        1. 1. Joint Interpretation Mechanism No access
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        2. 2. Legal Nature of Joint Interpretations No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. Scope of the Choice-of-Law Clause No access
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        2. 2. Applicability of All Sources of International Law No access
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      2. Authors:
        1. 1. Exclusion of Domestic and EU law from the Applicable Law No access
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        2. 2. Considering Domestic and EU Law as a Matter of Fact No access
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        3. 3. Authoritative Character of Prevailing Interpretations of Domestic Law No access
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      3. Authors:
        1. 1. Joint Interpretation Mechanism No access
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        2. 2. Interaction with Article 8.44-3(d) No access
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        3. 3. No Practical Implications from the ‘serious concerns’-Requirement No access
          Authors:
        4. 4. Rule of law and Non-retroactivity No access
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    5. E. Conclusion No access
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  33. Authors:
    1. A. Introduction and OverviewThe views expressed in this chapter are exclusively those of the author and may not in any circumstances be regarded as stating a position of the Austrian government. The a... No access
      Authors:
    2. B. Spirit and Purpose No access
      Authors:
    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. Who can File the Objection? No access
          Authors:
        2. 2. The Filing of the Objection No access
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        3. Authors:
          1. a) Suspension of the Proceedings on the Merits No access
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          2. b) The Schedule for Considering the Objection No access
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        4. Authors:
          1. a) The Time of the Ruling No access
            Authors:
          2. b) The Form of the Ruling No access
            Authors:
      2. Authors:
        1. 1. Article 8.33 CETA No access
          Authors:
        2. 2. Proceedings before the Appellate Tribunal No access
          Authors:
        3. Authors:
          1. a) The Screening Power of the ICSID Secretary-General No access
            Authors:
          2. b) The Relationship with ICSID Arbitration Rule 41(5) No access
            Authors:
        4. 4. Other (Preliminary) Objections No access
          Authors:
      3. Authors:
        1. 1. General Observations No access
          Authors:
        2. 2. When does a Claim ‘Manifestly’ lack Legal Merit? No access
          Authors:
        3. Authors:
          1. a) The Consideration of Facts No access
            Authors:
          2. b) Jurisdictional issues No access
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        4. 4. The Summary Procedure in a Permanent Setting No access
          Authors:
    5. E. Conclusion No access
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  34. Authors:
    1. A. Introduction and OverviewThe views expressed in this chapter are exclusively those of the author and may not in any circumstances be regarded as stating a position of the Austrian government. The a... No access
      Authors:
    2. B. Spirit and Purpose No access
      Authors:
    3. C. Drafting History No access
      Authors:
    4. Authors:
      1. Authors:
        1. 1. Who can file the Objection? No access
          Authors:
        2. 2. The Filing of the Objection and Initial Steps No access
          Authors:
        3. Authors:
          1. a) Timing No access
            Authors:
          2. b) Form and Scope No access
            Authors:
      2. Authors:
        1. 1. Article 8.32 No access
          Authors:
        2. 2. The Treatment as ‘preliminary question’ No access
          Authors:
        3. 3. Other (Preliminary) Objections No access
          Authors:
        4. 4. Proceedings before the Appellate Tribunal No access
          Authors:
      3. III. The Notion of ‘unfounded as a matter of law’: No access
        Authors:
      4. IV. Conclusion No access
        Authors:
  35. Authors:
    1. A. Introduction and Overview No access
      Authors:
    2. B. Spirit and Purpose No access
      Authors:
    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. ‘The Tribunal’ No access
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        2. 2. ‘May Order an Interim Measure of Protection’ No access
          Authors:
      2. Authors:
        1. 1. ‘To Preserve the Rights of a Disputing Party’ No access
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        2. Authors:
          1. a) ‘an Order to Preserve Evidence in Possession or Control of the Other Party’ No access
            Authors:
          2. b) ‘To Protect the Tribunal’s Jurisdiction’ No access
            Authors:
      3. Authors:
        1. 1. ‘The Tribunal Shall not Order Attachment’ No access
          Authors:
        2. 2. ‘Or Enjoin the Application of the Measure Alleged to Constitute a Breach Referred to in Article 8.23’ No access
          Authors:
      4. IV. ‘For the Purposes of this Article, an Order Includes a Recommendation.’ No access
        Authors:
    5. E. Conclusion No access
      Authors:
  36. Authors:
    1. A. Introduction No access
      Authors:
    2. B. Spirit and Purpose No access
      Authors:
    3. C. Drafting History No access
      Authors:
    4. Authors:
      1. I. Relationship to Chosen Arbitration Rules No access
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      2. Authors:
        1. 1. ‘If, Following the Submission of a Claim under this Section’ No access
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        2. 2. ‘The Investor’ No access
          Authors:
        3. 3. ‘Fails to Take Any Steps in the Proceeding’ No access
          Authors:
        4. 4. ‘During 180 Consecutive Days or Such Period as the Disputing Parties May Agree’ No access
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      3. Authors:
        1. 1. ‘The Investor is Deemed to have Withdrawn its Claim and to Have Discontinued the Proceeding’ No access
          Authors:
        2. 2. ‘The Tribunal Shall, at the Request of the Respondent, and after Notice to the Disputing Parties, in an Order Take Notice of the Discontinuance’ No access
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        3. 3. After the Order has been rendered, the Authority of the Tribunal Shall Lapse No access
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        4. 4. Cost Allocation No access
          Authors:
    5. E. Conclusion No access
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  37. Authors:
    1. A. Introduction and Overview No access
      Authors:
    2. Authors:
      1. Authors:
        1. 1. Legitimacy No access
          Authors:
        2. 2. Promotion of Good Governance No access
          Authors:
        3. 3. Fairness and Efficiency No access
          Authors:
      2. Authors:
        1. 1. Transparency in other Investment Treaties No access
          Authors:
        2. 2. Transparency in arbitral rules No access
          Authors:
    3. Authors:
      1. I. The Development of the Canadian and EU Negotiating Positions No access
        Authors:
      2. II. The Negotiation of CETA Article 8.36 No access
        Authors:
    4. Authors:
      1. I. Scope of application (UNCITRAL Transparency Rules, Article 1) No access
        Authors:
      2. II. Publication of Information at the Commencement of Arbitral Proceedings (UNCITRAL Transparency Rules, Article 2) No access
        Authors:
      3. III. Publication of Documents (UNCITRAL Transparency Rules, Article 3) No access
        Authors:
      4. IV. Submission by a Third Person (UNCITRAL Transparency Rules, Article 4) No access
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      5. V. Submission by a Non-Disputing Party to the Treaty (UNCITRAL Transparency Rules, Article 5) No access
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      6. VI. Hearings (UNCITRAL Transparency Rules, Article 6) No access
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      7. VII. Exceptions to Transparency (UNCITRAL Transparency Rules, Article 7) No access
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      8. VIII. Repository of Published Information (UNCITRAL Transparency Rules, Article 8) No access
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    5. E. Conclusion No access
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  38. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. Article 8.37(1) No access
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      2. II. Article 8.37(2) No access
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    5. E. Conclusion No access
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  39. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. Authors:
      1. I. 13 January 2010 Draft No access
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      2. II. 15 November 2013 Draft No access
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      3. III. 4 February 2014 Draft No access
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      4. IV. 1 August 2014 Draft No access
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    4. Authors:
      1. I. Non-Disputing Treaty Parties as Participants in ICS Disputes No access
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      2. Authors:
        1. 1. European Union FTA/IPAs No access
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        2. 2. 1994 NAFTA (1.0) and USMCA (NAFTA 2.0) No access
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    5. E. Conclusion No access
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  40. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. Monetary Damages No access
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        2. 2. And any Applicable Interest No access
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      2. Authors:
        1. 1. Fair Market Value Instead No access
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        2. 2. Applicable Interest No access
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      3. III. Claims Made on Behalf of a Locally Established Enterprise No access
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      4. IV. Assessment of Damages No access
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      5. V. No Punitive Damages No access
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      6. VI. Award on Costs No access
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      7. VII. Reducing the Financial Burden for Small and Medium-Sized Enterprises No access
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      8. VIII. Time Limit No access
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    5. E. Conclusion No access
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  41. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. I. Defence, Counterclaim, Setoff No access
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      2. II. Locally Established Enterprise No access
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      3. Authors:
        1. 1. Multilateral Agencies No access
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        2. 2. National Guarantee Agencies No access
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        3. 3. Private Insurers No access
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      4. IV. Indemnification or other Compensation No access
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      5. Authors:
        1. 1. Expropriation No access
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        2. 2. War and Civil Disturbance No access
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        3. 3. Currency Inconvertibility Claims No access
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    5. E. Conclusion No access
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  42. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. General Applicability Regarding Awards of a (First Instance) Tribunal No access
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        2. 2. General Applicability Regarding Awards of the Appellate Tribunal No access
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        3. 3. Modalities of Enforcement and Possibilities Depending on the Rules Chosen for Arbitration Proceedings No access
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      2. II. Commentary on Paragraph 1 of Article 8.41 No access
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      3. III. Commentary on Paragraph 2 of Article 8.41 No access
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      4. Authors:
        1. Authors:
          1. a) Paragraph 3(a)(i) No access
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          2. b) Paragraph 3(a)(ii) No access
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        2. Authors:
          1. a) Paragraph (3)(b)(i) No access
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          2. b) Paragraph (3)(b)(ii) No access
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      5. Authors:
        1. 1. Execution and/or Enforcement and Authentic Language Versions No access
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        2. 2. Law of the State where Enforcement is Sought No access
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      6. Authors:
        1. 1. Paragraph 5 Binds CETA-Parties only No access
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        2. 2. CETA Awards and Commercial Relationship or Transaction No access
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        3. 3. Enforcing ICS Awards in Non-CETA-States: Is an Award under CETA an Award in the Sense of Article I NYC? No access
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        4. 4. Further ‘Problems’ of Enforcement under the NYC No access
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      7. Authors:
        1. Authors:
          1. a) Inter se Modifications and Public International Law No access
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          2. Authors:
            1. aa) Compliance with Article 41(1)(b)(i) VCLT No access
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            2. Authors:
              1. (1) Composition of the bench No access
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              2. (2) Applicable Law No access
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              3. (3) Appellate Tribunal No access
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            3. cc) Binding Character of Paragraph 6 of Article 8.41 vis-à-vis the CETA Contracting Parties No access
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          3. c) Conclusion on Article 8.41(6) as an inter se Modification of the ICSID Convention No access
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        2. 2. (Non-)Enforcement of ‘CETA-ICS-ICSID-Awards’ in Third States under the ICSID Convention No access
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    5. E. Conclusion No access
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  43. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. ‘A Party …’ No access
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        2. 2. ‘… Shall not Bring an International Claim …’ No access
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        3. 3. ‘… Unless the Other Party has Failed to Abide by and Comply with the Award Rendered in that Dispute …’ No access
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      2. II. Paragraph 2 No access
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      3. III. Paragraph 3 No access
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    5. E. Conclusion No access
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  44. Authors:
    1. A. Introduction and Overview No access
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    2. Authors:
      1. I. Gains in Procedural Efficiency and Economy No access
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      2. II. Avoiding Inconsistent Decisions and Awards No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. ‘… Claims, or Parts Thereof, Sought to be Covered by the Order …’ No access
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        2. 2. ‘… Grounds upon which the Order is Sought …’ No access
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        3. 3. Time Limit for Submitting a Request for Consolidation No access
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      2. II. Applicable Rules to Consolidation Proceedings No access
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      3. Authors:
        1. Authors:
          1. a) ‘… a Question of Law or Fact in Common …’ No access
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          2. b) ‘… and Arise out of the Same Events or Circumstances’ No access
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        2. Authors:
          1. a) Time and Cost Savings No access
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          2. b) Avoiding Inconsistent Awards No access
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          3. c) Concerns over the Protection of Confidential Information No access
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          4. d) Due Process Concerns No access
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          5. e) Party Autonomy in the Arbitral Process No access
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      4. Authors:
        1. 1. Power to Stay Proceedings No access
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        2. 2. Power to Assume Jurisdiction Over a Claim or Part of a Claim No access
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        3. 3. Power to Protect Confidential Information No access
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      5. V. Withdrawal of Claims Subject to a Request for Consolidation No access
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    5. E. Conclusion No access
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  45. Authors:
    1. A. Introduction and OverviewThe views expressed in this chapter are exclusively those of the author and may not in any circumstances be regarded as stating a position of the Austrian government. The a... No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. Authors:
      1. Authors:
        1. 1. The Committee on Services and Investment and the CETA Joint Committee No access
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        2. 2. Organizational Matters No access
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        3. 3. Membership to the Committee on Services and Investment No access
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        4. 4. The Legal Nature of the Committee on Services and Investment No access
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      2. Authors:
        1. 1. The Relevance of ‘internal requirements and procedures’ No access
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        2. 2. Consultations No access
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        3. Authors:
          1. a) The Code of Conduct for Members of the Tribunal No access
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          2. b) Rules on Mediation No access
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          3. c) Other Areas No access
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        4. 4. Preparatory Work No access
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      3. III. Conclusion No access
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  46. Authors:
    1. A. Introduction and Overview No access
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    2. B. Spirit and Purpose No access
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    3. C. Drafting History No access
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    4. D. Conclusion No access
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    1. Article 1 Definitions No access
    2. Article 2 Composition and administrative arrangements No access
    3. Article 3 Conduct of appeals No access
    4. Article 4 Authentic texts No access
    5. Article 5 Entry into force No access
    1. Article 1 Definitions No access
    2. Article 2 Responsibilities to the process No access
    3. Article 3 Disclosure obligations No access
    4. Article 4 Independence, impartiality and other obligations of Members No access
    5. Article 5 Obligations of former Members No access
    6. Article 6 Confidentiality No access
    7. Article 7 Expenses No access
    8. Article 8 Sanctions No access
    9. Article 9 Mediators No access
    10. Article 10 Consultative Committees No access
    11. Article 11 Authentic texts No access
    12. Article 12 Entry into force No access
    1. Article 1 Definitions No access
    2. Article 2 Objective and scope No access
    3. Article 3 Initiation of the procedure No access
    4. Article 4 Appointment of the mediator No access
    5. Article 5 Rules of the mediation procedure No access
    6. Article 6 Implementation of a mutually agreed solution No access
    7. Article 7 Relationship to dispute settlement No access
    8. Article 8 Time limits No access
    9. Article 9 Costs No access
    10. Article 10 Authentic texts No access
    11. Article 11 Entry into force No access
    1. Article 1 No access
    2. Article 2 No access
    3. Article 3 No access
    4. Article 4 No access
      1. ANNEX TO THE RULES OF PROCEDURE OF THE CETA JOINT COMMITTEE (DECISION 001/2018 OF THE CETA JOINT COMMITTEE OF 26 SEPTEMBER 2018) No access
  47. Index No access Pages 979 - 994

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