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CETA Investment Law

Article-by-Article Commentary
Editors:
Publisher:
 2022

Keywords



Bibliographic data

Copyright year
2022
ISBN-Print
978-3-8487-6084-8
ISBN-Online
978-3-7489-0213-3
Publisher
Nomos, Baden-Baden
Language
German
Pages
994
Product type
Edited Book

Table of contents

ChapterPages
  1. Titelei/Inhaltsverzeichnis No access Pages I - XXIV
  2. Marc Bungenberg, August Reinisch
    1. A. Introduction No access Marc Bungenberg, August Reinisch
    2. B. The Economic Background: Benefits of a CETA Investment Chapter No access Marc Bungenberg, August Reinisch
    3. Marc Bungenberg, August Reinisch
      1. Marc Bungenberg, August Reinisch
        1. 1. The Question of Competences No access Marc Bungenberg, August Reinisch
        2. 2. (New) EU Investment Policy Approaches No access Marc Bungenberg, August Reinisch
        3. 3. Clarifications on the Compatibility of the CETA Investment Chapter with the EU’s Constitutional Framework No access Marc Bungenberg, August Reinisch
      2. II. Canadian Investment Policy No access Marc Bungenberg, August Reinisch
    4. Marc Bungenberg, August Reinisch
      1. I. The Necessity of ISDS in CETA No access Marc Bungenberg, August Reinisch
      2. II. Future Termination of EU Member States – Canada Investment Agreements No access Marc Bungenberg, August Reinisch
    5. Marc Bungenberg, August Reinisch
      1. Marc Bungenberg, August Reinisch
        1. 1. The Scope of Application No access Marc Bungenberg, August Reinisch
        2. 2. Extension of Scope of Application to Admission/Market Access No access Marc Bungenberg, August Reinisch
        3. 3. The Standards of Protection No access Marc Bungenberg, August Reinisch
        4. 4. Exemptions, Reservations and Denial of Benefits No access Marc Bungenberg, August Reinisch
        5. 5. Interim Conclusion No access Marc Bungenberg, August Reinisch
      2. Marc Bungenberg, August Reinisch
        1. 1. General Considerations and Background No access Marc Bungenberg, August Reinisch
        2. 2. Scope of Application and Jurisdiction of the ICS No access Marc Bungenberg, August Reinisch
        3. 3. Establishment of the ICS – A General Overview No access Marc Bungenberg, August Reinisch
        4. 4. Applicable Law, Content of Awards and their Enforceability No access Marc Bungenberg, August Reinisch
        5. 5. Interim Conclusion No access Marc Bungenberg, August Reinisch
    6. F. Conclusion: The New EU Approach – A Change of Paradigms? No access Marc Bungenberg, August Reinisch
  3. Marc Bungenberg, Angshuman Hazarika
    1. A. Introduction No access Marc Bungenberg, Angshuman Hazarika
    2. B. Spirit and Purpose No access Marc Bungenberg, Angshuman Hazarika
    3. C. Drafting History No access Marc Bungenberg, Angshuman Hazarika
    4. Marc Bungenberg, Angshuman Hazarika
      1. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. Marc Bungenberg, Angshuman Hazarika
          1. a) Activities Seen as Exercise of Governmental Authority No access Marc Bungenberg, Angshuman Hazarika
          2. b) Activities not Seen as Exercise of Governmental Authority No access Marc Bungenberg, Angshuman Hazarika
          3. c) Understanding of the Meaning of the Exercise of Governmental Authority under other Agreements No access Marc Bungenberg, Angshuman Hazarika
      2. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      3. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      4. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      5. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      6. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      7. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. Marc Bungenberg, Angshuman Hazarika
          1. a) In its Territory No access Marc Bungenberg, Angshuman Hazarika
          2. b) Made in Accordance with the Applicable Law at the Time the Investment is Made No access Marc Bungenberg, Angshuman Hazarika
          3. c) Directly or Indirectly Owned or Controlled by an Investor of the Other Party No access Marc Bungenberg, Angshuman Hazarika
          4. d) Existing on the Date of Entry into Force of this Agreement, or Made or Acquired thereafter No access Marc Bungenberg, Angshuman Hazarika
      8. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      9. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      10. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. Marc Bungenberg, Angshuman Hazarika
          1. a) Applicable Law No access Marc Bungenberg, Angshuman Hazarika
          2. b) Private or Government Ownership or Control No access Marc Bungenberg, Angshuman Hazarika
          3. c) Whether for or not for Profit No access Marc Bungenberg, Angshuman Hazarika
          4. d) The Type of Entity: Constituted or Organised No access Marc Bungenberg, Angshuman Hazarika
          5. e) Inclusion of Branch or Representative Office No access Marc Bungenberg, Angshuman Hazarika
      11. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      12. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      13. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      14. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      15. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      16. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. Marc Bungenberg, Angshuman Hazarika
          1. a) Every Kind of Asset No access Marc Bungenberg, Angshuman Hazarika
          2. b) That an Investor Owns or Controls, Directly or Indirectly No access Marc Bungenberg, Angshuman Hazarika
          3. c) Characteristics of an Investment includes in it a Certain Duration and Other Characteristics No access Marc Bungenberg, Angshuman Hazarika
          4. Marc Bungenberg, Angshuman Hazarika
            1. aa) Definition of investment under the ICSID Convention No access Marc Bungenberg, Angshuman Hazarika
            2. bb) The Salini Test No access Marc Bungenberg, Angshuman Hazarika
            3. cc) Beyond the Salini Test No access Marc Bungenberg, Angshuman Hazarika
      17. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. Marc Bungenberg, Angshuman Hazarika
          1. a) Party No access Marc Bungenberg, Angshuman Hazarika
          2. b) A Natural Person of a Party No access Marc Bungenberg, Angshuman Hazarika
          3. c) Enterprise of a Party No access Marc Bungenberg, Angshuman Hazarika
          4. d) Exclusion of Branch or Representative Office No access Marc Bungenberg, Angshuman Hazarika
          5. e) Making or Has Made an Investment No access Marc Bungenberg, Angshuman Hazarika
      18. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. Marc Bungenberg, Angshuman Hazarika
          1. a) Juridical Person Constituted or Organised under the Laws of the Respondent No access Marc Bungenberg, Angshuman Hazarika
          2. b) Ownership or Control Directly or Indirectly No access Marc Bungenberg, Angshuman Hazarika
      19. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      20. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      21. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      22. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      23. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      24. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      25. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      26. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      27. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
      28. Marc Bungenberg, Angshuman Hazarika
        1. 1. Drafting History No access Marc Bungenberg, Angshuman Hazarika
        2. 2. Use of the Term No access Marc Bungenberg, Angshuman Hazarika
        3. 3. Commentary No access Marc Bungenberg, Angshuman Hazarika
  4. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
    1. A. Introduction and Overview No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
    2. B. Spirit and Purpose No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
    3. C. Drafting History No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
    4. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
      1. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        1. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          1. a) A Measure No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          2. b) Adopted or Maintained by a Party No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          3. c) In its Territory (I) – territorial limit of a measure No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        2. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          1. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
            1. aa) The Issue of Nationality No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
            2. bb) The Issue of Dual Nationality No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          2. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
            1. aa) Enterprise Constituted under the Laws of a Party (corporate nationality) No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
            2. bb) Substantial Business Activity in the Territory of a Party No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
            3. cc) Directly or Indirectly Owned or Controlled by a Natural Person or an Enterprise of a Party No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          3. c) A Party (Qualifying as an Investor) No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        3. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          1. a) In its territory (II) – territorial limit of a covered investment No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          2. b) Made in Accordance with the Applicable Law No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          3. c) Directly Owned or Controlled by an Investor of the Other Party No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          4. d) Existing on the date of entry into force of this Agreement, or Made/Acquired thereafter No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        4. 4. Measures Relating to Performance Requirements No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
      2. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        1. 1. The Air Services and Related Services Exception – para. 2(a) No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        2. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          1. a) Activities Carried out Neither on a Commercial Basis No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          2. b) Nor in Competition with one or more Economic Operators No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        3. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          1. a) Background No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          2. b) Interpretation of the Cultural Exclusion Clause Based on Local Requirements No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
          3. c) Making Sense of the Difference Between the Clause Chosen by the Parties No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
      3. Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        1. 1. The Section F General Procedure for Claims by an Investor – para. 4 (1st sentence) No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        2. 2. Specific Types of Claims (Section B and C Obligations) Excluded from Coverage – para. 4 (2nd – 3rd sentence) No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
        3. 3. Specific Inclusion under the Chapter – para. 4 (4th sentence) No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
      4. IV. Non-Effect of CETA Chapter 8 on Canada/EC and Member States Air Transport Agreement – para. 5 No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
    5. E. Conclusion No access Marc Bungenberg, Angshuman Hazarika, Afolabi Adekemi
  5. Erman Özgür
    1. A. Introduction and Overview No access Erman Özgür
    2. B. Spirit and Purpose No access Erman Özgür
    3. Erman Özgür
      1. I. 13 January 2010 and January 2011 Drafts No access Erman Özgür
      2. II. February 2012 Draft No access Erman Özgür
      3. III. 21 November 2013 Draft No access Erman Özgür
      4. IV. 1 August 2014 No access Erman Özgür
    4. Erman Özgür
      1. I. Financial Services Dispute Resolution under NAFTA and CETA No access Erman Özgür
      2. II. Financial Services Dispute Resolution under EU FTAs and IPAs No access Erman Özgür
    5. E. Conclusion No access Erman Özgür
  6. Armand de Mestral, Lukas Vanhonnaeker
    1. A. Introduction and Overview No access Armand de Mestral, Lukas Vanhonnaeker
    2. B. Spirit and Purpose No access Armand de Mestral, Lukas Vanhonnaeker
    3. C. Drafting History No access Armand de Mestral, Lukas Vanhonnaeker
    4. Armand de Mestral, Lukas Vanhonnaeker
      1. I. The Controlled Market Access Model No access Armand de Mestral, Lukas Vanhonnaeker
      2. II. The MFN and NT-based Entry Model No access Armand de Mestral, Lukas Vanhonnaeker
      3. Armand de Mestral, Lukas Vanhonnaeker
        1. 1. The Approach of Article 8.4 to Market Access No access Armand de Mestral, Lukas Vanhonnaeker
        2. 2. The Limits to Market Access and the Preservation of the Parties’ Economic Sovereignty No access Armand de Mestral, Lukas Vanhonnaeker
        3. 3. Article 8.4 and Dispute Settlement No access Armand de Mestral, Lukas Vanhonnaeker
    5. E. Conclusion No access Armand de Mestral, Lukas Vanhonnaeker
  7. Christina Binder
    1. A. Introduction and Overview No access Christina Binder
    2. B. Spirit and purpose No access Christina Binder
    3. C. Drafting History No access Christina Binder
    4. Christina Binder
      1. Christina Binder
        1. 1. Introduction/Generalities No access Christina Binder
        2. 2. Chapeau of paragraph 1 No access Christina Binder
        3. Christina Binder
          1. a) Export a given level or percentage of a good or service No access Christina Binder
          2. b) Domestic content No access Christina Binder
          3. c) Territorial nexus No access Christina Binder
          4. d) Volume and value of imports and exports No access Christina Binder
          5. e) Domestic supply No access Christina Binder
          6. f) Technology transfer No access Christina Binder
          7. g) Exclusive supply No access Christina Binder
      2. Christina Binder
        1. 1. Introduction/Generalities No access Christina Binder
        2. 2. Chapeau of paragraph 2 No access Christina Binder
        3. Christina Binder
          1. a) Domestic content No access Christina Binder
          2. b) Territorial nexus No access Christina Binder
          3. c) Volume and value of imports and exports No access Christina Binder
          4. d) Domestic supply No access Christina Binder
      3. Christina Binder
        1. 1. Generalities on exceptions No access Christina Binder
        2. 2. Paragraph 3 No access Christina Binder
        3. 3. Paragraph 4 No access Christina Binder
        4. 4. Paragraph 5 No access Christina Binder
        5. 5. Paragraph 6 No access Christina Binder
      4. IV. The non-prejudice clause of Article 8.5. paragraph 7 No access Christina Binder
    5. E. Performance requirements and financial services No access Christina Binder
    6. F. Carve-outs/Reservations No access Christina Binder
    7. G. Transparency and other requirements No access Christina Binder
    8. H. Dispute Settlement No access Christina Binder
    9. I. Conclusion No access Christina Binder
  8. Johannes Tropper
    1. A. Introduction and Overview No access Johannes Tropper
    2. B. Object and Purpose No access Johannes Tropper
    3. C. Drafting History No access Johannes Tropper
    4. Johannes Tropper
      1. Johannes Tropper
        1. 1. ‘Each Party shall accord to an investor of the other Party and to a covered investment …’ No access Johannes Tropper
        2. 2. ‘… treatment […] it accords in like situations to its own investors and to their investments ...’ No access Johannes Tropper
        3. 3. ‘… treatment no less favourable than the treatment it accords ...’ No access Johannes Tropper
        4. 4. ‘… with respect to the establishment, acquisition, expansion, conduct, operation, management, maintenance, use, enjoyment and sale or disposal of their investments in its territory’ No access Johannes Tropper
      2. II. National Treatment by Sub-federal Canadian Governments and EU Member States and Their Sub-federal Governments in Article 8.6(2)-(3) No access Johannes Tropper
      3. III. Reservations and Exceptions to National Treatment No access Johannes Tropper
    5. E. Conclusion No access Johannes Tropper
  9. August Reinisch
    1. A. Introduction and Overview No access August Reinisch
    2. B. Object and Purpose No access August Reinisch
    3. C. Drafting History No access August Reinisch
    4. August Reinisch
      1. August Reinisch
        1. 1. ‘In like Situations’ No access August Reinisch
        2. 2. ‘Treatment No Less Favourable’ No access August Reinisch
        3. 3. Pre-Investment Stage No access August Reinisch
      2. II. MFN Treatment Also Accorded on the Provincial (Canada) and Member State (EU) Level No access August Reinisch
      3. III. Exceptions from MFN Treatment No access August Reinisch
      4. August Reinisch
        1. 1. MFN and Procedural Advantages No access August Reinisch
        2. 2. MFN and Substantive Advantages No access August Reinisch
    5. E. Conclusion No access August Reinisch
  10. Panos Koutrakos
    1. A. Introduction and Overview No access Panos Koutrakos
    2. B. Spirit and Purpose No access Panos Koutrakos
    3. C. Drafting History No access Panos Koutrakos
    4. D. Commentary No access Panos Koutrakos
    5. E. Conclusion No access Panos Koutrakos
  11. Stefanie Schacherer
    1. A. Introduction and Overview No access Stefanie Schacherer
    2. Stefanie Schacherer
      1. I. Preamble No access Stefanie Schacherer
      2. II. The CETA Joint Interpretative Instrument No access Stefanie Schacherer
      3. III. The Right to Regulate under CETA Chapters on Sustainable Development No access Stefanie Schacherer
      4. IV. Other CETA Provisions No access Stefanie Schacherer
    3. C. Drafting History No access Stefanie Schacherer
    4. Stefanie Schacherer
      1. Stefanie Schacherer
        1. 1. Reaffirming the Right to Regulate No access Stefanie Schacherer
        2. 2. ‘Legitimate Policy Objectives’ No access Stefanie Schacherer
        3. 3. General Regulation and Specific Measures No access Stefanie Schacherer
      2. Stefanie Schacherer
        1. Stefanie Schacherer
          1. a) A Deferential Standard of Review No access Stefanie Schacherer
          2. b) Proportionality No access Stefanie Schacherer
        2. Stefanie Schacherer
          1. a) With Respect to Indirect Expropriation (Article 8.12 and Annex 8-A CETA) No access Stefanie Schacherer
          2. b) With Respect to FET Including Legitimate Expectations (Article 8.10 CETA) No access Stefanie Schacherer
      3. Stefanie Schacherer
        1. 1. A Specific Commitment under Law or Contract No access Stefanie Schacherer
        2. 2. The Decision Is in Accordance with the Terms or Conditions of the Subsidy No access Stefanie Schacherer
      4. Stefanie Schacherer
        1. 1. EU State Aid Law No access Stefanie Schacherer
        2. 2. International Law Obligations No access Stefanie Schacherer
    5. E. Conclusion No access Stefanie Schacherer
  12. Patrick Dumberry
    1. A. Introduction and Overview No access Patrick Dumberry
    2. Patrick Dumberry
      1. I. The Provision is the First FET Clause to Include a Closed List of Elements No access Patrick Dumberry
      2. II. The Clause is the Natural Outcome of a New Generation of FET Clauses No access Patrick Dumberry
      3. III. The Absence of any Reference to the MST Under Custom No access Patrick Dumberry
      4. IV. The Provision Reflects 25 Years of NAFTA Case Law No access Patrick Dumberry
    3. C. Drafting History No access Patrick Dumberry
    4. Patrick Dumberry
      1. I. Article 8.10(2)(a): Denial of Justice No access Patrick Dumberry
      2. II. Article 8.10(2)(b): Breach of Due Process No access Patrick Dumberry
      3. III. Article 8.10(2)(c): Arbitrary Conduct No access Patrick Dumberry
      4. IV. Article 8.10(2)(c): Discrimination No access Patrick Dumberry
      5. V. Article 8.10(2)(e): Abusive Treatment No access Patrick Dumberry
      6. VI. Article 8.10(2)(f) and (3): Review Mechanism No access Patrick Dumberry
      7. VII. Article 8.10(4): Investor’s Legitimate Expectations No access Patrick Dumberry
      8. VIII. Article 8.10(5): Full Protection and Security No access Patrick Dumberry
    5. E. Conclusion No access Patrick Dumberry
  13. Christoph Schreuer
    1. Christoph Schreuer
      1. I. Compensation-for-Losses Clauses No access Christoph Schreuer
      2. Christoph Schreuer
        1. 1. Extended War Clauses No access Christoph Schreuer
        2. 2. Security Clauses No access Christoph Schreuer
    2. Christoph Schreuer
      1. I. Conditions for the Application of Compensation-for-Losses Clauses No access Christoph Schreuer
      2. II. Application of IIAs during Armed Conflict No access Christoph Schreuer
    3. C. Drafting History No access Christoph Schreuer
    4. Christoph Schreuer
      1. I. ‘Notwithstanding Article 8.15.5(b) …’ No access Christoph Schreuer
      2. II. ‘… each Party shall accord to investors of the other Party …’ No access Christoph Schreuer
      3. III. ‘… whose covered investments …’ No access Christoph Schreuer
      4. IV. ‘… suffer losses owing to armed conflict, civil strife, a state of emergency or natural disaster …’ No access Christoph Schreuer
      5. V. ‘… in its territory …’ No access Christoph Schreuer
      6. VI. ‘… treatment no less favourable than that it accords to its own investors or to the investors of a third country, whichever is more favourable to the investor concerned …’ No access Christoph Schreuer
      7. VII. ‘… as regards restitution, indemnification, compensation or other settlement.’ No access Christoph Schreuer
    5. Christoph Schreuer
      1. I. The Early Cases No access Christoph Schreuer
      2. II. The Cases against Argentina No access Christoph Schreuer
      3. III. The Cases against Zimbabwe No access Christoph Schreuer
      4. IV. The Cases against Libya No access Christoph Schreuer
      5. V. The Cases under Italian BITs No access Christoph Schreuer
    6. F. Summary and Conclusions No access Christoph Schreuer
  14. Ursula Kriebaum
    1. A. Introduction and Overview No access Ursula Kriebaum
    2. B. Spirit and Purpose No access Ursula Kriebaum
    3. C. Drafting History No access Ursula Kriebaum
    4. Ursula Kriebaum
      1. I. Protected Interests No access Ursula Kriebaum
      2. Ursula Kriebaum
        1. 1. Direct Expropriations and Nationalisations No access Ursula Kriebaum
        2. Ursula Kriebaum
          1. Ursula Kriebaum
            1. aa) Sole Effects Doctrine: Applied by NAFTA and BIT Tribunals No access Ursula Kriebaum
            2. bb) Police Powers No access Ursula Kriebaum
            3. cc) The Balancing Approach No access Ursula Kriebaum
          2. Ursula Kriebaum
            1. aa) Case-by-Case, Fact-Based Inquiry No access Ursula Kriebaum
            2. bb) The Economic Impact – Para. 1 and Para. 2(a) of Annex 8-A No access Ursula Kriebaum
            3. cc) The Duration – Para. 2(b) of Annex 8-A No access Ursula Kriebaum
            4. dd) The Reasonable Investment Backed Expectations – Para. 2(c) of Annex 8-A No access Ursula Kriebaum
            5. ee) The Character of a Measure – Para. 2(d) of Annex 8-A No access Ursula Kriebaum
          3. c) The Regulation Exception No access Ursula Kriebaum
          4. d) Case Law Applying Treaties with an Indirect Expropriation Test and a Regulation Exception No access Ursula Kriebaum
      3. Ursula Kriebaum
        1. 1. Public Purpose No access Ursula Kriebaum
        2. 2. Non-Discrimination No access Ursula Kriebaum
        3. 3. Due process and Judicial Review No access Ursula Kriebaum
        4. 4. Compensation No access Ursula Kriebaum
      4. IV. TRIPS-Related Measures No access Ursula Kriebaum
    5. E. Conclusions No access Ursula Kriebaum
  15. Patricia Nacimiento
    1. A. Introduction and Overview No access Patricia Nacimiento
    2. B. Spirit and Purpose No access Patricia Nacimiento
    3. C. Drafting History No access Patricia Nacimiento
    4. Patricia Nacimiento
      1. I. Structure No access Patricia Nacimiento
      2. Patricia Nacimiento
        1. 1. ‘All transfers relating to a covered investment’ No access Patricia Nacimiento
        2. 2. ‘… without restriction or delay ...’ No access Patricia Nacimiento
        3. 3. ‘… freely convertible currency ...’ No access Patricia Nacimiento
        4. 4. ‘... at the market rate of exchange ...’ No access Patricia Nacimiento
        5. Patricia Nacimiento
          1. a) Funds to Maintain, Develop or Increase the Investment No access Patricia Nacimiento
          2. b) Amounts Derived from the Investment No access Patricia Nacimiento
          3. c) Proceeds from the Sale or Liquidation of the Investment No access Patricia Nacimiento
          4. d) Payments (including loans) Made under a Contract Entered into by the Investor or the Investment No access Patricia Nacimiento
          5. e) Payments Made Pursuant to Claims for Compensation for Losses or Expropriation No access Patricia Nacimiento
          6. f) Earnings and Other Remuneration of Foreign Persons Working in Connection with an Investment No access Patricia Nacimiento
          7. g) Payment of Damages Pursuant to an Award Issued through an Investor-State Arbitration No access Patricia Nacimiento
      3. III. Transfers Shall Not Be Required No access Patricia Nacimiento
      4. Patricia Nacimiento
        1. 1. Application of Laws of Host States No access Patricia Nacimiento
        2. 2. Application in Equitable and Non-Discriminatory Manner No access Patricia Nacimiento
        3. 3. No Disguised Restriction on Transfers No access Patricia Nacimiento
        4. 4. Exemption Clauses in Other CETA Provisions No access Patricia Nacimiento
    5. E. Conclusion and Summary No access Patricia Nacimiento
  16. Arnaud de Nanteuil
    1. A. Introduction and Overview No access Arnaud de Nanteuil
    2. B. Spirit and Purpose No access Arnaud de Nanteuil
    3. C. Drafting History No access Arnaud de Nanteuil
    4. Arnaud de Nanteuil
      1. Arnaud de Nanteuil
        1. Arnaud de Nanteuil
          1. a) Covered Organs No access Arnaud de Nanteuil
          2. b) Excluded Organs No access Arnaud de Nanteuil
        2. 2. ‘A payment under an indemnity, guarantee or contract of insurance’ No access Arnaud de Nanteuil
        3. 3. ‘In respect of an investment’ No access Arnaud de Nanteuil
      2. Arnaud de Nanteuil
        1. Arnaud de Nanteuil
          1. a) Substantial Rights No access Arnaud de Nanteuil
          2. b) Procedural Rights No access Arnaud de Nanteuil
        2. 2. ‘These rights might be exercised by the Party or an agency of the Party, or by the investor’ No access Arnaud de Nanteuil
    5. E. Conclusion No access Arnaud de Nanteuil
  17. Lori Di Pierdomenico
    1. A. Introduction and Overview No access Lori Di Pierdomenico
    2. B. Spirit and Purpose No access Lori Di Pierdomenico
    3. Lori Di Pierdomenico
      1. I. Paragraphs 1 and 2 No access Lori Di Pierdomenico
      2. II. Paragraph 3 No access Lori Di Pierdomenico
      3. III. Paragraph 4 No access Lori Di Pierdomenico
      4. IV. Paragraph 5 No access Lori Di Pierdomenico
      5. V. Joint Interpretive Instrument No access Lori Di Pierdomenico
    4. Lori Di Pierdomenico
      1. Lori Di Pierdomenico
        1. Lori Di Pierdomenico
          1. a) Sub-paragraph 8.15(1)(a) – ‘… as set out by that Party in its Schedule to Annex I …’ No access Lori Di Pierdomenico
          2. b) Sub-paragraph 8.15.1(b)—‘… the Continuation or Prompt Renewal of a Non-Conforming Measure …’ No access Lori Di Pierdomenico
          3. c) Sub-paragraph 8.15.1(c)—‘… an Amendment to a Non-Conforming Measure … to the Extent that the Amendment does not Decrease to the Conformity of the Measure, as it existed immediately before the Amend... No access Lori Di Pierdomenico
        2. 2. Annex II – Reservations for Future Measures No access Lori Di Pierdomenico
      2. Lori Di Pierdomenico
        1. 1. Exception for TRIPS Agreement-consistent Measures No access Lori Di Pierdomenico
        2. Lori Di Pierdomenico
          1. a) ‘… Procurement by a Party …’ No access Lori Di Pierdomenico
          2. b) ‘… Procurement … of a Good or Service Purchased for Governmental Purposes and not with a View to Commercial Resale or with a View to use in the Supply of a Good or Service for Commercial Sale’ No access Lori Di Pierdomenico
          3. c) ‘… whether or not that Procurement is “Covered Procurement” within the Meaning of Article 19.2 (Scope and Coverage) ...’ No access Lori Di Pierdomenico
        3. Lori Di Pierdomenico
          1. a) ‘… Subsidies …’ No access Lori Di Pierdomenico
          2. b) ‘… Government Support relating to Trade in Services …’ No access Lori Di Pierdomenico
          3. c) ‘… Provided by a Party.’ No access Lori Di Pierdomenico
    5. E. Conclusion No access Lori Di Pierdomenico
  18. Céline Lévesque
    1. A. Introduction and Overview No access Céline Lévesque
    2. B. Spirit and Purpose No access Céline Lévesque
    3. Céline Lévesque
      1. I. Background on the Drafting of DOB Provisions No access Céline Lévesque
      2. II. The Evolution of Draft DOB CETA Text No access Céline Lévesque
    4. Céline Lévesque
      1. I. The Impact of Case-law on the ‘Downsizing’ of CETA’s DOB Provision No access Céline Lévesque
      2. Céline Lévesque
        1. 1. A Right of Denial Without Prior Notice or Consultation No access Céline Lévesque
        2. 2. Classic Workings, but Ownership and Control Left Undefined No access Céline Lévesque
        3. 3. A Narrower Ambit for Denial, Including Newly Formulated Conditions No access Céline Lévesque
    5. E. Conclusion No access Céline Lévesque
  19. Marc Bungenberg, Andrés E. Alvarado Garzón
    1. A. Introduction and Overview No access Marc Bungenberg, Andrés E. Alvarado Garzón
    2. B. Spirit and Purpose No access Marc Bungenberg, Andrés E. Alvarado Garzón
    3. C. Drafting History No access Marc Bungenberg, Andrés E. Alvarado Garzón
    4. Marc Bungenberg, Andrés E. Alvarado Garzón
      1. Marc Bungenberg, Andrés E. Alvarado Garzón
        1. Marc Bungenberg, Andrés E. Alvarado Garzón
          1. a) Transparency as a Guiding Principle in International Investment Law No access Marc Bungenberg, Andrés E. Alvarado Garzón
          2. b) The ‘Request for Information’ of Article 8.17 CETA as Corporate Transparency No access Marc Bungenberg, Andrés E. Alvarado Garzón
        2. 2. ‘Routine Information’: Delimiting its Meaning No access Marc Bungenberg, Andrés E. Alvarado Garzón
      2. Marc Bungenberg, Andrés E. Alvarado Garzón
        1. Marc Bungenberg, Andrés E. Alvarado Garzón
          1. a) ‘Confidential Information’ as a Broad Concept No access Marc Bungenberg, Andrés E. Alvarado Garzón
          2. b) Detailed Provisions on ‘Confidential Information’ No access Marc Bungenberg, Andrés E. Alvarado Garzón
          3. c) Considerable Leeway for the Interpretation of ‘Confidential or Protected Information’ in Article 8.17 CETA No access Marc Bungenberg, Andrés E. Alvarado Garzón
        2. Marc Bungenberg, Andrés E. Alvarado Garzón
          1. a) Application for Confidential Treatment No access Marc Bungenberg, Andrés E. Alvarado Garzón
          2. b) Balance of Interests No access Marc Bungenberg, Andrés E. Alvarado Garzón
          3. c) Safeguarding ‘Confidential or Protected Information’ by the Corresponding Authorities No access Marc Bungenberg, Andrés E. Alvarado Garzón
      3. Marc Bungenberg, Andrés E. Alvarado Garzón
        1. 1. Compatibility with Articles 8.6 and 8.7 CETA No access Marc Bungenberg, Andrés E. Alvarado Garzón
        2. 2. Request Must Be Reasonable and not unduly Burdensome No access Marc Bungenberg, Andrés E. Alvarado Garzón
        3. 3. Equitable and Good Faith Application of its Laws No access Marc Bungenberg, Andrés E. Alvarado Garzón
    5. E. Conclusions No access Marc Bungenberg, Andrés E. Alvarado Garzón
  20. Marc Bungenberg, Afolabi Adekemi
    1. A. Introduction and Overview No access Marc Bungenberg, Afolabi Adekemi
    2. B. Spirit and Purpose No access Marc Bungenberg, Afolabi Adekemi
    3. C. Drafting History No access Marc Bungenberg, Afolabi Adekemi
    4. Marc Bungenberg, Afolabi Adekemi
      1. Marc Bungenberg, Afolabi Adekemi
        1. Marc Bungenberg, Afolabi Adekemi
          1. Marc Bungenberg, Afolabi Adekemi
            1. aa) A Natural Person of a Party No access Marc Bungenberg, Afolabi Adekemi
            2. Marc Bungenberg, Afolabi Adekemi
              1. (1) Enterprise constituted under the laws of a Party (corporate nationality) No access Marc Bungenberg, Afolabi Adekemi
              2. (2) Having substantial business activities or being directly or indirectly owned or controlled by a natural person of that Party or by an enterprise mentioned under paragraph (a) No access Marc Bungenberg, Afolabi Adekemi
            3. cc) A Party (Qualifying as an Investor) No access Marc Bungenberg, Afolabi Adekemi
            4. dd) Other Juridical Entities: (Non-Profit Organizations) No access Marc Bungenberg, Afolabi Adekemi
          2. b) The other Party No access Marc Bungenberg, Afolabi Adekemi
        2. Marc Bungenberg, Afolabi Adekemi
          1. Marc Bungenberg, Afolabi Adekemi
            1. aa) Breach of National Treatment (NT) Clause – Article 8.6 No access Marc Bungenberg, Afolabi Adekemi
            2. bb) Breach of Most Favoured Nation (MFN) Clause – Article 8.7 No access Marc Bungenberg, Afolabi Adekemi
            3. cc) Non-Imposition of Senior Management or Board Appointment – Article 8.8 No access Marc Bungenberg, Afolabi Adekemi
          2. b) Breach of Obligation under Section D Resulting in Loss or Damage No access Marc Bungenberg, Afolabi Adekemi
        3. Marc Bungenberg, Afolabi Adekemi
          1. a) Territorial Coverage (ratione loci) No access Marc Bungenberg, Afolabi Adekemi
          2. b) Temporal Coverage No access Marc Bungenberg, Afolabi Adekemi
          3. c) In Accordance with the Applicable Law No access Marc Bungenberg, Afolabi Adekemi
          4. d) Owned or Controlled (directly or indirectly) No access Marc Bungenberg, Afolabi Adekemi
      2. Marc Bungenberg, Afolabi Adekemi
        1. 1. Claims Founded on Illegality (Applying the Clean Hands Doctrine) No access Marc Bungenberg, Afolabi Adekemi
        2. 2. Exclusion of Debt Restructuring Claims save for Violating Article 8.6 or 8.7 No access Marc Bungenberg, Afolabi Adekemi
    5. E. Conclusion No access Marc Bungenberg, Afolabi Adekemi
    6. A. Introduction and Overview No access Marc Bungenberg, Afolabi Adekemi
    7. B. Spirit and Purpose No access Marc Bungenberg, Afolabi Adekemi
    8. Marc Bungenberg, Afolabi Adekemi
      1. I. Existing Canada-EU Member States BITs No access Marc Bungenberg, Afolabi Adekemi
      2. Marc Bungenberg, Afolabi Adekemi
        1. 1. From January 2010 to 15 November 2013 No access Marc Bungenberg, Afolabi Adekemi
        2. 2. From November 2013 to October 2016 No access Marc Bungenberg, Afolabi Adekemi
    9. Marc Bungenberg, Afolabi Adekemi
      1. Marc Bungenberg, Afolabi Adekemi
        1. 1. Paragraph 1 No access Marc Bungenberg, Afolabi Adekemi
        2. 2. Paragraph 2 No access Marc Bungenberg, Afolabi Adekemi
        3. 3. Paragraph 3 No access Marc Bungenberg, Afolabi Adekemi
        4. 4. Paragraph 4 No access Marc Bungenberg, Afolabi Adekemi
        5. 5. Paragraph 5 No access Marc Bungenberg, Afolabi Adekemi
        6. 6. Paragraph 6 No access Marc Bungenberg, Afolabi Adekemi
        7. 7. Paragraph 7 No access Marc Bungenberg, Afolabi Adekemi
        8. 8. Paragraph 8 No access Marc Bungenberg, Afolabi Adekemi
      2. Marc Bungenberg, Afolabi Adekemi
        1. 1. Introduction No access Marc Bungenberg, Afolabi Adekemi
        2. Marc Bungenberg, Afolabi Adekemi
          1. a) Type A: Article 3 MEUFTA and Article 8.19 CETA No access Marc Bungenberg, Afolabi Adekemi
          2. b) Type B: Article 3.3 EUVIPA and Article 3 EUSIPA No access Marc Bungenberg, Afolabi Adekemi
        3. Marc Bungenberg, Afolabi Adekemi
          1. a) Article 9.18 CPTPP and Article 14.D.2 CUSMA No access Marc Bungenberg, Afolabi Adekemi
          2. b) Recent Canadian BIT Practice: Article 21 Canada-Moldova BIT No access Marc Bungenberg, Afolabi Adekemi
    10. Marc Bungenberg, Afolabi Adekemi
      1. I. Reaching an Amicable Settlement No access Marc Bungenberg, Afolabi Adekemi
      2. II. Serving as a Bar to Jurisdiction No access Marc Bungenberg, Afolabi Adekemi
  21. Herman Verbist
    1. A. Introduction and Overview No access Herman Verbist
    2. Herman Verbist
      1. Herman Verbist
        1. 1. International Chamber of Commerce No access Herman Verbist
        2. 2. Permanent Court of Arbitration No access Herman Verbist
        3. 3. Stockholm Chamber of Commerce No access Herman Verbist
        4. 4. International Centre for Settlement of Investment Disputes No access Herman Verbist
      2. II. ADR Contributes to Case Settlement No access Herman Verbist
      3. Herman Verbist
        1. 1. IBA Rules for Investor-State Mediation No access Herman Verbist
        2. 2. Energy Charter Treaty No access Herman Verbist
        3. Herman Verbist
          1. a) UNCITRAL Model Law on International Commercial Mediation and International Settlement Agreements Resulting from Mediation 2018 No access Herman Verbist
          2. b) UNCITRAL Convention on International Settlement Agreements Resulting from Mediation 2019 No access Herman Verbist
          3. c) UNCITRAL Mediation Rules No access Herman Verbist
          4. d) UNCITRAL Notes on Mediation No access Herman Verbist
          5. e) UNCITRAL Working Group III on Possible ISDS Reform No access Herman Verbist
        4. 4. ICSID No access Herman Verbist
    3. C. Drafting History No access Herman Verbist
    4. Herman Verbist
      1. I. Conditions for Mediation No access Herman Verbist
      2. II. Rules Applicable to Mediation No access Herman Verbist
      3. III. Code of Conduct for Mediators No access Herman Verbist
      4. IV. Mediation Provision in CETA Chapter 29 – Dispute Settlement for Disputes other than Investment Disputes No access Herman Verbist
    5. E. Conclusion No access Herman Verbist
  22. Jens Benninghofen
    1. A. Introduction and Overview No access Jens Benninghofen
    2. B. Spirit and Purpose No access Jens Benninghofen
    3. C. Drafting History No access Jens Benninghofen
    4. Jens Benninghofen
      1. Jens Benninghofen
        1. 1. The Respondent During Consultations No access Jens Benninghofen
        2. 2. Financial Responsibility No access Jens Benninghofen
        3. 3. CETA Compared to other EU Agreements No access Jens Benninghofen
      2. Jens Benninghofen
        1. 1. Article 8.21 para. 1: Delivery of the Notice for Determination of the Respondent No access Jens Benninghofen
        2. 2. Article 8.21 para. 2: Content of the Notice No access Jens Benninghofen
        3. 3. Consequences of a Valid Notice No access Jens Benninghofen
        4. 4. Consequences of a Defective Notice No access Jens Benninghofen
        5. 5. Coherence of the Notice for Determination of the Respondent and the Submitted Claim No access Jens Benninghofen
        6. 6. Article 8.21 para. 3: Determination of the Respondent by the European Union No access Jens Benninghofen
      3. Jens Benninghofen
        1. 1. Scope of Application No access Jens Benninghofen
        2. 2. Competence to Identify the Respondent No access Jens Benninghofen
        3. 3. Identification of the Proper Respondent Pursuant to lit. (a) and (b) No access Jens Benninghofen
        4. 4. Article 8.21 para. 4 lit. (a): Measures of a Member State No access Jens Benninghofen
        5. 5. Article 8.21 para. 4 lit. (b): Measures of the EU or of the EU and Member States No access Jens Benninghofen
        6. 6. Procedure No access Jens Benninghofen
      4. IV. Article 8.21 para. 5: Right to Submit a Claim Against the Proper Respondent No access Jens Benninghofen
      5. V. Article 8.21 para. 6: Clarification Concerning Objections to the Claim No access Jens Benninghofen
      6. VI. Article 8.21 para. 7: Binding Force of the Determination of Respondent No access Jens Benninghofen
    5. E. Conclusion No access Jens Benninghofen
  23. Markus Burgstaller
    1. A. Introduction and Overview No access Markus Burgstaller
    2. B. Spirit and Purpose No access Markus Burgstaller
    3. C. Drafting History No access Markus Burgstaller
    4. Markus Burgstaller
      1. I. Consent to the Settlement of the Dispute No access Markus Burgstaller
      2. II. Consultations and Determination of the Respondent No access Markus Burgstaller
      3. III. Definition of the Case No access Markus Burgstaller
      4. IV. Parallel Claims No access Markus Burgstaller
      5. V. Locally Established Enterprises No access Markus Burgstaller
    5. E. Conclusion No access Markus Burgstaller
  24. Markus Burgstaller
    1. A. Introduction and Overview No access Markus Burgstaller
    2. B. Spirit and Purpose No access Markus Burgstaller
    3. C. Drafting History No access Markus Burgstaller
    4. Markus Burgstaller
      1. I. Claimant No access Markus Burgstaller
      2. II. Arbitration Rules No access Markus Burgstaller
      3. III. Small and Medium-Sized Enterprises No access Markus Burgstaller
      4. IV. Time of Submission No access Markus Burgstaller
      5. V. Communication and Publication Requirements No access Markus Burgstaller
    5. E. Conclusion No access Markus Burgstaller
  25. Stephan Hobe, Julian Scheu
    1. Stephan Hobe, Julian Scheu
      1. I. General Remark No access Stephan Hobe, Julian Scheu
      2. II. Related Provisions No access Stephan Hobe, Julian Scheu
      3. III. Comparable Provisions No access Stephan Hobe, Julian Scheu
    2. Stephan Hobe, Julian Scheu
      1. I. Avoidance of Conflicts by Parallel and Related Proceedings No access Stephan Hobe, Julian Scheu
      2. II. Harmonious Coordination of Proceedings No access Stephan Hobe, Julian Scheu
    3. C. Drafting History No access Stephan Hobe, Julian Scheu
    4. Stephan Hobe, Julian Scheu
      1. Stephan Hobe, Julian Scheu
        1. Stephan Hobe, Julian Scheu
          1. a) Potential of Related ISDS Proceedings under BITs No access Stephan Hobe, Julian Scheu
          2. b) Potential of Related ISDS Proceedings under Other International Agreements No access Stephan Hobe, Julian Scheu
          3. c) Potential of Related Proceedings State-to-State Dispute Settlement No access Stephan Hobe, Julian Scheu
        2. Stephan Hobe, Julian Scheu
          1. a) Potential for Overlapping Compensation No access Stephan Hobe, Julian Scheu
          2. b) Potential for Other Significant Impact No access Stephan Hobe, Julian Scheu
      2. Stephan Hobe, Julian Scheu
        1. 1. Stay of the Proceedings No access Stephan Hobe, Julian Scheu
        2. 2. Other Means of Taking Account of Related Proceedings No access Stephan Hobe, Julian Scheu
    5. E. Conclusion No access Stephan Hobe, Julian Scheu
  26. Lars Markert
    1. A. Introduction and Overview No access Lars Markert
    2. Lars Markert
      1. I. The importance of consent No access Lars Markert
      2. II. The procedural qualification of consent No access Lars Markert
      3. III. Comparable consent provisions No access Lars Markert
      4. IV. Consent in context No access Lars Markert
    3. C. Drafting History No access Lars Markert
    4. Lars Markert
      1. Lars Markert
        1. 1. ‘The respondent’ No access Lars Markert
        2. 2. ‘Consents’ No access Lars Markert
        3. 3. ‘To the settlement of the dispute’ No access Lars Markert
        4. 4. ‘By the Tribunal’ No access Lars Markert
        5. 5. ‘In accordance with the procedures set out in this Section’ No access Lars Markert
      2. Lars Markert
        1. 1. ‘The consent under paragraph 1’ No access Lars Markert
        2. 2. ‘And the submission of a claim to the Tribunal under this section’ No access Lars Markert
        3. 3. ‘Shall satisfy the requirements of’ No access Lars Markert
        4. 4. ICSID and ICSID Additional Facility Rules No access Lars Markert
        5. 5. New York Convention No access Lars Markert
    5. E. Conclusion No access Lars Markert
  27. Crina Baltag
    1. A. Introduction and Overview No access Crina Baltag
    2. B. Spirit and Purpose No access Crina Baltag
    3. C. Drafting History No access Crina Baltag
    4. Crina Baltag
      1. I. Third Party Funding within the Framework of CETA No access Crina Baltag
      2. II. Disclosure of the Existence of Third Party Funding No access Crina Baltag
      3. III. Third Party Funding and Security for Costs No access Crina Baltag
      4. IV. Other Relevant Concerns with Third Party Funding No access Crina Baltag
    5. E. Conclusion No access Crina Baltag
  28. Colin M. Brown
    1. A. Introduction and Overview No access Colin M. Brown
    2. B. Spirit and Purpose No access Colin M. Brown
    3. C. Drafting History No access Colin M. Brown
    4. Colin M. Brown
      1. I. The Composition of the tribunal (paras. 2 and 3) No access Colin M. Brown
      2. II. Qualifications of Tribunal Members (para. 4) No access Colin M. Brown
      3. III. Term of Office of Tribunal Members (para. 5) No access Colin M. Brown
      4. IV. Composition of Divisions (paras. 6, 7 and 9) No access Colin M. Brown
      5. V. Organisation of the Tribunal (para. 8) No access Colin M. Brown
      6. VI. Working Procedures (para. 10) No access Colin M. Brown
      7. VII. Availability and Remuneration of Tribunal Members (paras. 11 to 15) No access Colin M. Brown
      8. VIII. Secretariat (para. 16) No access Colin M. Brown
      9. IX. Fall Back Situation (para. 17) No access Colin M. Brown
    5. E. Conclusion No access Colin M. Brown
  29. Frank Hoffmeister, Mattijs Kempynck
    1. A. Introduction and Overview No access Frank Hoffmeister, Mattijs Kempynck
    2. B. Spirit and Purpose No access Frank Hoffmeister, Mattijs Kempynck
    3. C. Drafting History No access Frank Hoffmeister, Mattijs Kempynck
    4. Frank Hoffmeister, Mattijs Kempynck
      1. I. The establishment of the Appellate Tribunal (paragraph 1) No access Frank Hoffmeister, Mattijs Kempynck
      2. II. The standards of review (paragraph 2) No access Frank Hoffmeister, Mattijs Kempynck
      3. III. The Members of the Appellate Tribunal (paragraphs 3-5) No access Frank Hoffmeister, Mattijs Kempynck
      4. IV. The organization and administration of the Appellate Tribunal (paragraphs 5 and 7) No access Frank Hoffmeister, Mattijs Kempynck
      5. V. The conduct of appeals before the Appellate Tribunal (paragraphs 6 and 9) No access Frank Hoffmeister, Mattijs Kempynck
      6. VI. The decision of the Appellate Tribunal (paragraphs 2 and 9) No access Frank Hoffmeister, Mattijs Kempynck
      7. VII. Enforcement No access Frank Hoffmeister, Mattijs Kempynck
      8. VIII. No annulment of a CETA Appeal Award No access Frank Hoffmeister, Mattijs Kempynck
      9. IX. The periodic review (paragraph 8) No access Frank Hoffmeister, Mattijs Kempynck
    5. E. Conclusion No access Frank Hoffmeister, Mattijs Kempynck
  30. Marc Bungenberg, August Reinisch
    1. A. Introduction and Overview No access Marc Bungenberg, August Reinisch
    2. B. Spirit and Purpose No access Marc Bungenberg, August Reinisch
    3. C. Drafting History No access Marc Bungenberg, August Reinisch
    4. Marc Bungenberg, August Reinisch
      1. Marc Bungenberg, August Reinisch
        1. 1. An International Obligation to Establish? No access Marc Bungenberg, August Reinisch
        2. 2. Scope of the Mandate: Multilateral Investment Tribunal and Appellate Mechanism No access Marc Bungenberg, August Reinisch
        3. Marc Bungenberg, August Reinisch
          1. a) Organisational Structure and Jurisdiction No access Marc Bungenberg, August Reinisch
          2. b) Two-tiered Structure No access Marc Bungenberg, August Reinisch
          3. c) Procedural Aspects No access Marc Bungenberg, August Reinisch
          4. d) Transparency No access Marc Bungenberg, August Reinisch
          5. e) Costs of the MIC No access Marc Bungenberg, August Reinisch
          6. Marc Bungenberg, August Reinisch
            1. aa) The Judges No access Marc Bungenberg, August Reinisch
            2. bb) Secretariat No access Marc Bungenberg, August Reinisch
            3. cc) Investment Advisory Centre No access Marc Bungenberg, August Reinisch
          7. g) Decisions and Enforcement No access Marc Bungenberg, August Reinisch
        4. 4. Draft Statute of a MIC No access Marc Bungenberg, August Reinisch
      2. II. Second Sentence: The Task of the CETA Joint Committee to adopt Appropriate Transition Arrangements No access Marc Bungenberg, August Reinisch
    5. E. Conclusion No access Marc Bungenberg, August Reinisch
  31. Katia Fach Gómez
    1. A. Introduction and Overview No access Katia Fach Gómez
    2. B. Spirit and Purpose No access Katia Fach Gómez
    3. C. Drafting History of Article 8.30 CETA No access Katia Fach Gómez
    4. Katia Fach Gómez
      1. Katia Fach Gómez
        1. 1. Independence and Impartiality No access Katia Fach Gómez
        2. 2. Prohibition on Governmental Affiliation and on Taking Instructions from Others No access Katia Fach Gómez
        3. 3. Avoidance of Conflicts of Interest No access Katia Fach Gómez
        4. 4. Positioning against ‘Double Hatting’ No access Katia Fach Gómez
      2. Katia Fach Gómez
        1. 1. Conflict of Interest No access Katia Fach Gómez
        2. 2. Challenge Procedure No access Katia Fach Gómez
      3. Katia Fach Gómez
        1. 1. Resignation No access Katia Fach Gómez
        2. 2. Decision on Challenge No access Katia Fach Gómez
      4. IV. Paragraph 4 of Article 8.30 No access Katia Fach Gómez
      5. V. Conclusion No access Katia Fach Gómez
  32. Julian Scheu
    1. Julian Scheu
      1. I. General Remark No access Julian Scheu
      2. II. Agreement on Applicable Substantive Law No access Julian Scheu
      3. Julian Scheu
        1. 1. Ambiguous Meaning of Article 8.31-1 No access Julian Scheu
        2. 2. Applicability of the CETA and Other Rules and Principles of International Law No access Julian Scheu
        3. 3. Sources of Applicable Law Are Governed by the Lex Specialis Principle No access Julian Scheu
      4. IV. Relationship between International and Domestic Law No access Julian Scheu
      5. V. Appeal and Enforceability No access Julian Scheu
    2. Julian Scheu
      1. I. General Remark No access Julian Scheu
      2. Julian Scheu
        1. 1. Interpretation and Application No access Julian Scheu
        2. 2. Interpretation and Amendment No access Julian Scheu
      3. III. Methodological Framework for Decision-Making No access Julian Scheu
      4. IV. Autonomy of the Domestic Legal Order No access Julian Scheu
      5. Julian Scheu
        1. 1. Joint Interpretation Mechanism No access Julian Scheu
        2. 2. Legal Nature of Joint Interpretations No access Julian Scheu
    3. C. Drafting History No access Julian Scheu
    4. Julian Scheu
      1. Julian Scheu
        1. 1. Scope of the Choice-of-Law Clause No access Julian Scheu
        2. 2. Applicability of All Sources of International Law No access Julian Scheu
      2. Julian Scheu
        1. 1. Exclusion of Domestic and EU law from the Applicable Law No access Julian Scheu
        2. 2. Considering Domestic and EU Law as a Matter of Fact No access Julian Scheu
        3. 3. Authoritative Character of Prevailing Interpretations of Domestic Law No access Julian Scheu
      3. Julian Scheu
        1. 1. Joint Interpretation Mechanism No access Julian Scheu
        2. 2. Interaction with Article 8.44-3(d) No access Julian Scheu
        3. 3. No Practical Implications from the ‘serious concerns’-Requirement No access Julian Scheu
        4. 4. Rule of law and Non-retroactivity No access Julian Scheu
    5. E. Conclusion No access Julian Scheu
  33. Lukas Stifter
    1. A. Introduction and OverviewThe views expressed in this chapter are exclusively those of the author and may not in any circumstances be regarded as stating a position of the Austrian government. The a... No access Lukas Stifter
    2. B. Spirit and Purpose No access Lukas Stifter
    3. C. Drafting History No access Lukas Stifter
    4. Lukas Stifter
      1. Lukas Stifter
        1. 1. Who can File the Objection? No access Lukas Stifter
        2. 2. The Filing of the Objection No access Lukas Stifter
        3. Lukas Stifter
          1. a) Suspension of the Proceedings on the Merits No access Lukas Stifter
          2. b) The Schedule for Considering the Objection No access Lukas Stifter
        4. Lukas Stifter
          1. a) The Time of the Ruling No access Lukas Stifter
          2. b) The Form of the Ruling No access Lukas Stifter
      2. Lukas Stifter
        1. 1. Article 8.33 CETA No access Lukas Stifter
        2. 2. Proceedings before the Appellate Tribunal No access Lukas Stifter
        3. Lukas Stifter
          1. a) The Screening Power of the ICSID Secretary-General No access Lukas Stifter
          2. b) The Relationship with ICSID Arbitration Rule 41(5) No access Lukas Stifter
        4. 4. Other (Preliminary) Objections No access Lukas Stifter
      3. Lukas Stifter
        1. 1. General Observations No access Lukas Stifter
        2. 2. When does a Claim ‘Manifestly’ lack Legal Merit? No access Lukas Stifter
        3. Lukas Stifter
          1. a) The Consideration of Facts No access Lukas Stifter
          2. b) Jurisdictional issues No access Lukas Stifter
        4. 4. The Summary Procedure in a Permanent Setting No access Lukas Stifter
    5. E. Conclusion No access Lukas Stifter
  34. Lukas Stifter
    1. A. Introduction and OverviewThe views expressed in this chapter are exclusively those of the author and may not in any circumstances be regarded as stating a position of the Austrian government. The a... No access Lukas Stifter
    2. B. Spirit and Purpose No access Lukas Stifter
    3. C. Drafting History No access Lukas Stifter
    4. Lukas Stifter
      1. Lukas Stifter
        1. 1. Who can file the Objection? No access Lukas Stifter
        2. 2. The Filing of the Objection and Initial Steps No access Lukas Stifter
        3. Lukas Stifter
          1. a) Timing No access Lukas Stifter
          2. b) Form and Scope No access Lukas Stifter
      2. Lukas Stifter
        1. 1. Article 8.32 No access Lukas Stifter
        2. 2. The Treatment as ‘preliminary question’ No access Lukas Stifter
        3. 3. Other (Preliminary) Objections No access Lukas Stifter
        4. 4. Proceedings before the Appellate Tribunal No access Lukas Stifter
      3. III. The Notion of ‘unfounded as a matter of law’: No access Lukas Stifter
      4. IV. Conclusion No access Lukas Stifter
  35. Richard Happ
    1. A. Introduction and Overview No access Richard Happ
    2. B. Spirit and Purpose No access Richard Happ
    3. C. Drafting History No access Richard Happ
    4. Richard Happ
      1. Richard Happ
        1. 1. ‘The Tribunal’ No access Richard Happ
        2. 2. ‘May Order an Interim Measure of Protection’ No access Richard Happ
      2. Richard Happ
        1. 1. ‘To Preserve the Rights of a Disputing Party’ No access Richard Happ
        2. Richard Happ
          1. a) ‘an Order to Preserve Evidence in Possession or Control of the Other Party’ No access Richard Happ
          2. b) ‘To Protect the Tribunal’s Jurisdiction’ No access Richard Happ
      3. Richard Happ
        1. 1. ‘The Tribunal Shall not Order Attachment’ No access Richard Happ
        2. 2. ‘Or Enjoin the Application of the Measure Alleged to Constitute a Breach Referred to in Article 8.23’ No access Richard Happ
      4. IV. ‘For the Purposes of this Article, an Order Includes a Recommendation.’ No access Richard Happ
    5. E. Conclusion No access Richard Happ
  36. Richard Happ
    1. A. Introduction No access Richard Happ
    2. B. Spirit and Purpose No access Richard Happ
    3. C. Drafting History No access Richard Happ
    4. Richard Happ
      1. I. Relationship to Chosen Arbitration Rules No access Richard Happ
      2. Richard Happ
        1. 1. ‘If, Following the Submission of a Claim under this Section’ No access Richard Happ
        2. 2. ‘The Investor’ No access Richard Happ
        3. 3. ‘Fails to Take Any Steps in the Proceeding’ No access Richard Happ
        4. 4. ‘During 180 Consecutive Days or Such Period as the Disputing Parties May Agree’ No access Richard Happ
      3. Richard Happ
        1. 1. ‘The Investor is Deemed to have Withdrawn its Claim and to Have Discontinued the Proceeding’ No access Richard Happ
        2. 2. ‘The Tribunal Shall, at the Request of the Respondent, and after Notice to the Disputing Parties, in an Order Take Notice of the Discontinuance’ No access Richard Happ
        3. 3. After the Order has been rendered, the Authority of the Tribunal Shall Lapse No access Richard Happ
        4. 4. Cost Allocation No access Richard Happ
    5. E. Conclusion No access Richard Happ
  37. N. Jansen Calamita
    1. A. Introduction and Overview No access N. Jansen Calamita
    2. N. Jansen Calamita
      1. N. Jansen Calamita
        1. 1. Legitimacy No access N. Jansen Calamita
        2. 2. Promotion of Good Governance No access N. Jansen Calamita
        3. 3. Fairness and Efficiency No access N. Jansen Calamita
      2. N. Jansen Calamita
        1. 1. Transparency in other Investment Treaties No access N. Jansen Calamita
        2. 2. Transparency in arbitral rules No access N. Jansen Calamita
    3. N. Jansen Calamita
      1. I. The Development of the Canadian and EU Negotiating Positions No access N. Jansen Calamita
      2. II. The Negotiation of CETA Article 8.36 No access N. Jansen Calamita
    4. N. Jansen Calamita
      1. I. Scope of application (UNCITRAL Transparency Rules, Article 1) No access N. Jansen Calamita
      2. II. Publication of Information at the Commencement of Arbitral Proceedings (UNCITRAL Transparency Rules, Article 2) No access N. Jansen Calamita
      3. III. Publication of Documents (UNCITRAL Transparency Rules, Article 3) No access N. Jansen Calamita
      4. IV. Submission by a Third Person (UNCITRAL Transparency Rules, Article 4) No access N. Jansen Calamita
      5. V. Submission by a Non-Disputing Party to the Treaty (UNCITRAL Transparency Rules, Article 5) No access N. Jansen Calamita
      6. VI. Hearings (UNCITRAL Transparency Rules, Article 6) No access N. Jansen Calamita
      7. VII. Exceptions to Transparency (UNCITRAL Transparency Rules, Article 7) No access N. Jansen Calamita
      8. VIII. Repository of Published Information (UNCITRAL Transparency Rules, Article 8) No access N. Jansen Calamita
    5. E. Conclusion No access N. Jansen Calamita
  38. N. Jansen Calamita
    1. A. Introduction and Overview No access N. Jansen Calamita
    2. B. Spirit and Purpose No access N. Jansen Calamita
    3. C. Drafting History No access N. Jansen Calamita
    4. N. Jansen Calamita
      1. I. Article 8.37(1) No access N. Jansen Calamita
      2. II. Article 8.37(2) No access N. Jansen Calamita
    5. E. Conclusion No access N. Jansen Calamita
  39. Güneş Ünüvar
    1. A. Introduction and Overview No access Güneş Ünüvar
    2. B. Spirit and Purpose No access Güneş Ünüvar
    3. Güneş Ünüvar
      1. I. 13 January 2010 Draft No access Güneş Ünüvar
      2. II. 15 November 2013 Draft No access Güneş Ünüvar
      3. III. 4 February 2014 Draft No access Güneş Ünüvar
      4. IV. 1 August 2014 Draft No access Güneş Ünüvar
    4. Güneş Ünüvar
      1. I. Non-Disputing Treaty Parties as Participants in ICS Disputes No access Güneş Ünüvar
      2. Güneş Ünüvar
        1. 1. European Union FTA/IPAs No access Güneş Ünüvar
        2. 2. 1994 NAFTA (1.0) and USMCA (NAFTA 2.0) No access Güneş Ünüvar
    5. E. Conclusion No access Güneş Ünüvar
  40. Irmgard Marboe
    1. A. Introduction and Overview No access Irmgard Marboe
    2. B. Spirit and Purpose No access Irmgard Marboe
    3. C. Drafting History No access Irmgard Marboe
    4. Irmgard Marboe
      1. Irmgard Marboe
        1. 1. Monetary Damages No access Irmgard Marboe
        2. 2. And any Applicable Interest No access Irmgard Marboe
      2. Irmgard Marboe
        1. 1. Fair Market Value Instead No access Irmgard Marboe
        2. 2. Applicable Interest No access Irmgard Marboe
      3. III. Claims Made on Behalf of a Locally Established Enterprise No access Irmgard Marboe
      4. IV. Assessment of Damages No access Irmgard Marboe
      5. V. No Punitive Damages No access Irmgard Marboe
      6. VI. Award on Costs No access Irmgard Marboe
      7. VII. Reducing the Financial Burden for Small and Medium-Sized Enterprises No access Irmgard Marboe
      8. VIII. Time Limit No access Irmgard Marboe
    5. E. Conclusion No access Irmgard Marboe
  41. Irmgard Marboe
    1. A. Introduction and Overview No access Irmgard Marboe
    2. B. Spirit and Purpose No access Irmgard Marboe
    3. C. Drafting History No access Irmgard Marboe
    4. Irmgard Marboe
      1. I. Defence, Counterclaim, Setoff No access Irmgard Marboe
      2. II. Locally Established Enterprise No access Irmgard Marboe
      3. Irmgard Marboe
        1. 1. Multilateral Agencies No access Irmgard Marboe
        2. 2. National Guarantee Agencies No access Irmgard Marboe
        3. 3. Private Insurers No access Irmgard Marboe
      4. IV. Indemnification or other Compensation No access Irmgard Marboe
      5. Irmgard Marboe
        1. 1. Expropriation No access Irmgard Marboe
        2. 2. War and Civil Disturbance No access Irmgard Marboe
        3. 3. Currency Inconvertibility Claims No access Irmgard Marboe
    5. E. Conclusion No access Irmgard Marboe
  42. Marc Bungenberg, Anna Holzer
    1. A. Introduction and Overview No access Marc Bungenberg, Anna Holzer
    2. B. Spirit and Purpose No access Marc Bungenberg, Anna Holzer
    3. C. Drafting History No access Marc Bungenberg, Anna Holzer
    4. Marc Bungenberg, Anna Holzer
      1. Marc Bungenberg, Anna Holzer
        1. 1. General Applicability Regarding Awards of a (First Instance) Tribunal No access Marc Bungenberg, Anna Holzer
        2. 2. General Applicability Regarding Awards of the Appellate Tribunal No access Marc Bungenberg, Anna Holzer
        3. 3. Modalities of Enforcement and Possibilities Depending on the Rules Chosen for Arbitration Proceedings No access Marc Bungenberg, Anna Holzer
      2. II. Commentary on Paragraph 1 of Article 8.41 No access Marc Bungenberg, Anna Holzer
      3. III. Commentary on Paragraph 2 of Article 8.41 No access Marc Bungenberg, Anna Holzer
      4. Marc Bungenberg, Anna Holzer
        1. Marc Bungenberg, Anna Holzer
          1. a) Paragraph 3(a)(i) No access Marc Bungenberg, Anna Holzer
          2. b) Paragraph 3(a)(ii) No access Marc Bungenberg, Anna Holzer
        2. Marc Bungenberg, Anna Holzer
          1. a) Paragraph (3)(b)(i) No access Marc Bungenberg, Anna Holzer
          2. b) Paragraph (3)(b)(ii) No access Marc Bungenberg, Anna Holzer
      5. Marc Bungenberg, Anna Holzer
        1. 1. Execution and/or Enforcement and Authentic Language Versions No access Marc Bungenberg, Anna Holzer
        2. 2. Law of the State where Enforcement is Sought No access Marc Bungenberg, Anna Holzer
      6. Marc Bungenberg, Anna Holzer
        1. 1. Paragraph 5 Binds CETA-Parties only No access Marc Bungenberg, Anna Holzer
        2. 2. CETA Awards and Commercial Relationship or Transaction No access Marc Bungenberg, Anna Holzer
        3. 3. Enforcing ICS Awards in Non-CETA-States: Is an Award under CETA an Award in the Sense of Article I NYC? No access Marc Bungenberg, Anna Holzer
        4. 4. Further ‘Problems’ of Enforcement under the NYC No access Marc Bungenberg, Anna Holzer
      7. Marc Bungenberg, Anna Holzer
        1. Marc Bungenberg, Anna Holzer
          1. a) Inter se Modifications and Public International Law No access Marc Bungenberg, Anna Holzer
          2. Marc Bungenberg, Anna Holzer
            1. aa) Compliance with Article 41(1)(b)(i) VCLT No access Marc Bungenberg, Anna Holzer
            2. Marc Bungenberg, Anna Holzer
              1. (1) Composition of the bench No access Marc Bungenberg, Anna Holzer
              2. (2) Applicable Law No access Marc Bungenberg, Anna Holzer
              3. (3) Appellate Tribunal No access Marc Bungenberg, Anna Holzer
            3. cc) Binding Character of Paragraph 6 of Article 8.41 vis-à-vis the CETA Contracting Parties No access Marc Bungenberg, Anna Holzer
          3. c) Conclusion on Article 8.41(6) as an inter se Modification of the ICSID Convention No access Marc Bungenberg, Anna Holzer
        2. 2. (Non-)Enforcement of ‘CETA-ICS-ICSID-Awards’ in Third States under the ICSID Convention No access Marc Bungenberg, Anna Holzer
    5. E. Conclusion No access Marc Bungenberg, Anna Holzer
  43. Lori Di Pierdomenico
    1. A. Introduction and Overview No access Lori Di Pierdomenico
    2. B. Spirit and Purpose No access Lori Di Pierdomenico
    3. C. Drafting History No access Lori Di Pierdomenico
    4. Lori Di Pierdomenico
      1. Lori Di Pierdomenico
        1. 1. ‘A Party …’ No access Lori Di Pierdomenico
        2. 2. ‘… Shall not Bring an International Claim …’ No access Lori Di Pierdomenico
        3. 3. ‘… Unless the Other Party has Failed to Abide by and Comply with the Award Rendered in that Dispute …’ No access Lori Di Pierdomenico
      2. II. Paragraph 2 No access Lori Di Pierdomenico
      3. III. Paragraph 3 No access Lori Di Pierdomenico
    5. E. Conclusion No access Lori Di Pierdomenico
  44. Lori Di Pierdomenico
    1. A. Introduction and Overview No access Lori Di Pierdomenico
    2. Lori Di Pierdomenico
      1. I. Gains in Procedural Efficiency and Economy No access Lori Di Pierdomenico
      2. II. Avoiding Inconsistent Decisions and Awards No access Lori Di Pierdomenico
    3. C. Drafting History No access Lori Di Pierdomenico
    4. Lori Di Pierdomenico
      1. Lori Di Pierdomenico
        1. 1. ‘… Claims, or Parts Thereof, Sought to be Covered by the Order …’ No access Lori Di Pierdomenico
        2. 2. ‘… Grounds upon which the Order is Sought …’ No access Lori Di Pierdomenico
        3. 3. Time Limit for Submitting a Request for Consolidation No access Lori Di Pierdomenico
      2. II. Applicable Rules to Consolidation Proceedings No access Lori Di Pierdomenico
      3. Lori Di Pierdomenico
        1. Lori Di Pierdomenico
          1. a) ‘… a Question of Law or Fact in Common …’ No access Lori Di Pierdomenico
          2. b) ‘… and Arise out of the Same Events or Circumstances’ No access Lori Di Pierdomenico
        2. Lori Di Pierdomenico
          1. a) Time and Cost Savings No access Lori Di Pierdomenico
          2. b) Avoiding Inconsistent Awards No access Lori Di Pierdomenico
          3. c) Concerns over the Protection of Confidential Information No access Lori Di Pierdomenico
          4. d) Due Process Concerns No access Lori Di Pierdomenico
          5. e) Party Autonomy in the Arbitral Process No access Lori Di Pierdomenico
      4. Lori Di Pierdomenico
        1. 1. Power to Stay Proceedings No access Lori Di Pierdomenico
        2. 2. Power to Assume Jurisdiction Over a Claim or Part of a Claim No access Lori Di Pierdomenico
        3. 3. Power to Protect Confidential Information No access Lori Di Pierdomenico
      5. V. Withdrawal of Claims Subject to a Request for Consolidation No access Lori Di Pierdomenico
    5. E. Conclusion No access Lori Di Pierdomenico
  45. Lukas Stifter
    1. A. Introduction and OverviewThe views expressed in this chapter are exclusively those of the author and may not in any circumstances be regarded as stating a position of the Austrian government. The a... No access Lukas Stifter
    2. B. Spirit and Purpose No access Lukas Stifter
    3. C. Drafting History No access Lukas Stifter
    4. Lukas Stifter
      1. Lukas Stifter
        1. 1. The Committee on Services and Investment and the CETA Joint Committee No access Lukas Stifter
        2. 2. Organizational Matters No access Lukas Stifter
        3. 3. Membership to the Committee on Services and Investment No access Lukas Stifter
        4. 4. The Legal Nature of the Committee on Services and Investment No access Lukas Stifter
      2. Lukas Stifter
        1. 1. The Relevance of ‘internal requirements and procedures’ No access Lukas Stifter
        2. 2. Consultations No access Lukas Stifter
        3. Lukas Stifter
          1. a) The Code of Conduct for Members of the Tribunal No access Lukas Stifter
          2. b) Rules on Mediation No access Lukas Stifter
          3. c) Other Areas No access Lukas Stifter
        4. 4. Preparatory Work No access Lukas Stifter
      3. III. Conclusion No access Lukas Stifter
  46. Gabriel Bottini
    1. A. Introduction and Overview No access Gabriel Bottini
    2. B. Spirit and Purpose No access Gabriel Bottini
    3. C. Drafting History No access Gabriel Bottini
    4. D. Conclusion No access Gabriel Bottini
    1. Article 1 Definitions No access
    2. Article 2 Composition and administrative arrangements No access
    3. Article 3 Conduct of appeals No access
    4. Article 4 Authentic texts No access
    5. Article 5 Entry into force No access
    1. Article 1 Definitions No access
    2. Article 2 Responsibilities to the process No access
    3. Article 3 Disclosure obligations No access
    4. Article 4 Independence, impartiality and other obligations of Members No access
    5. Article 5 Obligations of former Members No access
    6. Article 6 Confidentiality No access
    7. Article 7 Expenses No access
    8. Article 8 Sanctions No access
    9. Article 9 Mediators No access
    10. Article 10 Consultative Committees No access
    11. Article 11 Authentic texts No access
    12. Article 12 Entry into force No access
    1. Article 1 Definitions No access
    2. Article 2 Objective and scope No access
    3. Article 3 Initiation of the procedure No access
    4. Article 4 Appointment of the mediator No access
    5. Article 5 Rules of the mediation procedure No access
    6. Article 6 Implementation of a mutually agreed solution No access
    7. Article 7 Relationship to dispute settlement No access
    8. Article 8 Time limits No access
    9. Article 9 Costs No access
    10. Article 10 Authentic texts No access
    11. Article 11 Entry into force No access
    1. Article 1 No access
    2. Article 2 No access
    3. Article 3 No access
    4. Article 4 No access
      1. ANNEX TO THE RULES OF PROCEDURE OF THE CETA JOINT COMMITTEE (DECISION 001/2018 OF THE CETA JOINT COMMITTEE OF 26 SEPTEMBER 2018) No access
  47. Index No access Pages 979 - 994

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