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Monographie Kein Zugriff

Corporate Compliance and the Social Credit System in China

A Firm-Centered Perspective on the Regulatory State
Autor:innen:
Verlag:
 05.12.2024

Zusammenfassung

Der Aufbau des Sozialkreditsystems seit 2014 ist ein Versuch der chinesischen Regierung, ihr Regulierungssystem angesichts einer schwachen Justiz, grassierender Korruption und vielen Unternehmensskandalen zu stärken. Diese Studie untersucht damit verbundene Veränderungen im chinesischen Regulierungssystem aus der Perspektive des Unternehmens als Hauptadressat von Regulierung. Dokumentenanalyse und Interviews untersuchen Compliance-Praktiken von und die Auswirkungen des Sozialkreditsystems auf Firmen in China, mit Details zum Automobil- und dem Wertpapiersektor. Die gewonnenen Erkenntnisse sind für Wissenschaftler und Praktiker in Wirtschaft und Regulatorik von Nutzen und fördern das Verständnis von Chinas Wirkung auf die Global Governance.

Schlagworte

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Bibliographische Angaben

Erscheinungsjahr
2024
Erscheinungsdatum
05.12.2024
ISBN-Print
978-3-7560-2436-0
ISBN-Online
978-3-7489-4999-2
Verlag
Nomos, Baden-Baden
Reihe
China - Politics and Economics
Band
6
Sprache
Englisch
Seiten
429
Produkttyp
Monographie

Inhaltsverzeichnis

KapitelSeiten
  1. Titelei/Inhaltsverzeichnis Kein Zugriff 1 - 20
    1. 1.1 Background Kein Zugriff
    2. 1.2 Objectives Kein Zugriff
      1. 1.3.1 Epistemology Kein Zugriff
      2. 1.3.2 Research method Kein Zugriff
      3. 1.3.3 Data collection and analysis Kein Zugriff
      4. 1.3.4 Limitations Kein Zugriff
      1. 2.1 Literature review Kein Zugriff
        1. 2.2.1 Governance, regulation and enforcement Kein Zugriff
        2. 2.2.2 Corporate compliance Kein Zugriff
      3. 2.3 Corporate compliance as an institution Kein Zugriff
            1. Social environment Kein Zugriff
            2. Economic environment Kein Zugriff
            3. Political environment Kein Zugriff
            1. Regulation Kein Zugriff
            2. Enforcement Kein Zugriff
          1. 2.4.2.1 Organizational capacities and characteristics Kein Zugriff
          2. 2.4.2.2 Motives Kein Zugriff
        1. 2.5.1 The compliance management process Kein Zugriff
        2. 2.5.2 Best practices Kein Zugriff
        3. 2.5.3 Criticism Kein Zugriff
      6. 2.6 International manifestations Kein Zugriff
      1. 3.1 Literature review Kein Zugriff
      2. 3.2 Regulatory capitalism Kein Zugriff
      3. 3.3 The regulatory state Kein Zugriff
        1. 3.4.1 Proliferation processes of regulatory capitalism and the regulatory state to the Global South Kein Zugriff
        2. 3.4.2 Manifestations of regulatory capitalism and the regulatory state in the Global South Kein Zugriff
      1. 4.1 Literature review Kein Zugriff
        1. 4.2.1 Historical development Kein Zugriff
        2. 4.2.2 The Chinese economy Kein Zugriff
        3. 4.2.3 The Party-state Kein Zugriff
        4. 4.2.4 The Chinese regulatory model Kein Zugriff
      3. 4.3 The genesis of the concept of corporate compliance Kein Zugriff
            1. Social environment Kein Zugriff
            2. Economic environment Kein Zugriff
            3. Political environment Kein Zugriff
            1. Regulation Kein Zugriff
            2. Enforcement Kein Zugriff
          1. 4.4.2.1 Organizational capacities and characteristics Kein Zugriff
          2. 4.4.2.2 Motives Kein Zugriff
        1. 4.5.1 Corporate compliance status quo Kein Zugriff
        2. 4.5.2 Corporate compliance management practices Kein Zugriff
      6. 4.6 Consequences for the construction of corporate compliance Kein Zugriff
      1. 5.1 Literature review Kein Zugriff
        1. 5.2.1 Historical development Kein Zugriff
        2. 5.2.2 Goals and scope of the Social Credit System Kein Zugriff
          1. The National Credit Information Sharing Platform Kein Zugriff
          2. Elements targeting companies Kein Zugriff
          3. Elements targeting individuals Kein Zugriff
        4. 5.2.4 The Social Credit System’s enforcement approach Kein Zugriff
        5. 5.2.5 Idiosyncrasies of the Social Credit System Kein Zugriff
      3. 5.3 The relationship between the Social Credit System and corporate compliance Kein Zugriff
        1. 5.4.1 The Social Credit System’s impact on companies Kein Zugriff
        2. 5.4.2 Companies’ utilization of the Social Credit System Kein Zugriff
        3. 5.4.3 The Social Credit System’s impact on the credit service industry Kein Zugriff
      5. 5.5 Consequences for the construction of corporate compliance Kein Zugriff
        1. 6.1.1 Literature review Kein Zugriff
          1. 6.1.2.1 Historical development Kein Zugriff
          2. 6.1.2.2 Regulatory framework Kein Zugriff
          1. Phase 1: Emergence of the concept of compliance (1994 – 2007) Kein Zugriff
          2. Phase 2: Compliance system set-up (2008 – 2013) Kein Zugriff
          3. Phase 3: Enhancement of compliance concept and measures (2014 – mid 2019) Kein Zugriff
          4. Phase 4: Compliance culture-building (mid-2019 – present) Kein Zugriff
          1. 6.1.4.1 External factors Kein Zugriff
          2. 6.1.4.2 Internal factors Kein Zugriff
        5. 6.1.5 Corporate compliance practices in the securities sector Kein Zugriff
        6. 6.1.6 Consequences for the construction of corporate compliance in the securities sector Kein Zugriff
        1. 6.2.1 Literature review Kein Zugriff
          1. 6.2.2.1 Historical development Kein Zugriff
          2. 6.2.2.2 Regulatory framework Kein Zugriff
        3. 6.2.3 The genesis of the concept of corporate compliance in the automotive sector Kein Zugriff
          1. 6.2.4.1 External influences Kein Zugriff
          2. 6.2.4.2 Internal influences Kein Zugriff
        5. 6.2.5 Corporate compliance practices in the automotive sector Kein Zugriff
        6. 6.2.6 Consequences for the construction of corporate compliance in the automotive sector Kein Zugriff
        1. 7.1.1 Corporate compliance in China compared to international best practices Kein Zugriff
        2. 7.1.2 The Social Credit System’s impact on corporate compliance in China Kein Zugriff
        3. 7.1.3 Differences in corporate compliance between industries in China Kein Zugriff
      2. 7.2 Implications for the Chinese political economy and regulatory regime Kein Zugriff
  6. 8 Conclusion Kein Zugriff 381 - 388
  7. References Kein Zugriff 389 - 429

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