A decade of due diligence: an emerging regulatory regime to fight the trade in conflict minerals

Inhaltsverzeichnis

Bibliographische Infos


Cover des Buchs: Geopolitics of the Illicit
Open Access Vollzugriff

Geopolitics of the Illicit

Linking the Global South and Europe


Autor:innen:
Reihe
Weltwirtschaft und internationale Zusammenarbeit
Band
25
Verlag
Nomos, Baden-Baden
Copyrightjahr
2022
ISBN-Print
978-3-7560-0015-9
ISBN-Online
978-3-7489-3594-0

Kapitelinformationen


Open Access Vollzugriff

A decade of due diligence: an emerging regulatory regime to fight the trade in conflict minerals


Autor:innen:
ISBN-Print
978-3-7560-0015-9
ISBN-Online
978-3-7489-3594-0


Kapitelvorschau:

Literaturverzeichnis


  1. Abbott, Kenneth/Snidal, Duncan (2000): “Hard and soft law in international governance”. In: International Organization, 54, pp. 421-456. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  2. Abbott, Kenneth/Snidal, Duncan (2009): “Strengthening international regulation through Transnational New Governance. Overcoming the orchestration deficit”. In: Vanderbilt Journal of Transnational Law, 42, pp. 501-578. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  3. Autesserre, Séverine (2010): The trouble with the Congo. Local violence and the failure of international peacebuilding. Cambridge: Cambridge University Press. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  4. Autesserre, Séverine (2012): “Dangerous tales. Dominant narratives on the Congo and their unintended consequences”. In: African Affairs, 111, 443, pp. 202-222. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  5. Ballentine, Karen/Sherman, Jake (2003): “Introduction”. In: Ballentine, Karen/Sherman, Jake (eds.): The political economy of armed conflict. Beyond greed and grievance. Boulder and London: Lynne Rienner, pp. 1-15. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  6. Bryceson, Deborah Fahy/Jønsson, Jesper Bosse (2010): “Gold digging careers in rural East Africa. Small-scale miners’ livelihood choices”. In: World Development, 38, 3, pp. 379-392. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  7. Buhmann, Karin (2015): “Business and human rights. Understanding the UN Guiding Principles from the perspective of transnational business governance interactions”. In: Transnational Legal Theory, 6, 2, pp. 399-434. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  8. China Chamber of Commerce of Metals, Minerals & Chemicals Importers & Exporters (2014): “Guidelines for social responsibility in outbound mining investments”. At: <http://www.cccmc.org.cn/docs/2014-10/20141029161135692190.pdf> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  9. Collier, Paul/Hoeffler, Anke (2004): “Greed and grievance in civil war”. In: Oxford Economic Papers, 56, 4, pp. 563-595. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  10. Cuvelier, Jeroen/Van Bockstael, Steven/Vlassenroot, Koen/Iguma, Claude (2014): “Analyzing the impact of the Dodd-Frank Act on Congolese livelihoods”. At: <https://www.ssrc.org/publications/view/analyzing-the-impact-of-the-dodd-frank-act-on-congolese-livelihoods> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  11. Cuvelier, Jeroen/Vlassenroot, Koen/Olin, Nathaniel (2014): “Resources, conflict and governance: A critical review”. In: The Extractive Industries and Society, 1, 2, pp. 340-350. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  12. Donaldson, Thomas/Preston, Lee (1995): “The stakeholder theory of the corporation. Concepts, evidence, and implications”. In: The Academy of Management Review, 20, 1, pp. 65-91. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  13. EPRM (n.d.): “The European Partnership for Responsible Minerals”. At: <https://europeanpartnership-responsibleminerals.eu> (accessed 8 November 2020). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  14. Finnemore, Martha/Sikkink, Kathryn (1998): “International norm dynamics and political change”. In: International Organization, 52, 4, pp. 887-917. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  15. Florini, Ann/Simmons, P.J. (2000): “What the world needs now?”. In: Florini, Ann (ed.): The third force. The rise of transnational civil society. Washington, D.C.: Carnegie Endowment for International Peace, pp. 1-15. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  16. Geenen, Sara (2012): “A dangerous bet. The challenges of formalizing artisanal mining in the Democratic Republic of Congo”. In: Resources Policy, 37, 3, pp. 322-330. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  17. Geenen, Sara/Custers, Raf (2010): “Tiraillements autour du secteur minier de l’Est de la RDC”. In: Marysse, Stefaan/Reyntjens, Filip/Vandeginste, Stef (eds.): L’Afrique des Grands Lacs. Annuaire 2009-2010. Paris: L’Harmattan, pp. 231-258. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  18. Gillies, Alexandra (2010): “Reputational concerns and the emergence of oil sector transparency as an international norm”. In: International Studies Quarterly, 54, 1, pp. 103-126. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  19. Global Witness (2009): “Faced with a gun, what can you do?” War and the militarisation of mining in Eastern Congo. London: Global Witness. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  20. Global Witness (2010): ‘The hill belongs to them’: The need for international action on Congo’s conflict minerals trade. London: Global Witness. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  21. Government of the DRC (2011): “Note circulaire n° 002/ CAB.MIN/MINES/01/2011 du 6 septembre 2011 relative à l’Application obligatoire des directives et recommandations du Guide du Devoir de diligence de l’OCDE et de la résolution 1952 (2010) du Conseil de Sécurité de l’ONU dans le secteur minier Congolais”. At: <https://cdn.globalwitness.org/archive/files/library/note_circulaire_oecdguidelines_06092011.pdf> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  22. Government of the DRC (2012a): “Arrêté ministériel n° 0057/CAB.MIN/MINES/01/2012 du 29 février 2012 portant mise en œuvre du mécanisme régional de certification de la Conférence Internationale sur la Région des Grands Lacs « CIRGL », en République Démocratique du Congo”. At: <https://www.mines-rdc.cd/fr/wp-content/uploads/documents/Arrete_0057_2012.pdf> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  23. Government of the DRC (2012b): “Arrêté ministériel n° 0058/CAB.MIN/MINES/01/2012 du 29 février 2012 fixant les procédures de qualification et de validation des sites miniers des filières aurifère et stannifère dans les provinces du Katanga, du Maniema, du Nord Kivu, du Sud Kivu et de la Province Orientale”. At: <https://www.mines-rdc.cd/fr/wp-content/uploads/documents/Arrete_0058_2012.pdf> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  24. Gunningham, Neil/Grabosky, Peter (1998): Smart regulation. Designing environmental policy. Oxford: Oxford University Press. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  25. Gunningham, Neil/Rees, Joseph (1997): “Industry self-regulation. An institutional perspective”. In: Law & Policy, 19, 4, pp. 363-414. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  26. Haufler, Virginia (2001): A public role for the private sector. Industry self-regulation in a global economy. Washington, D.C.: Carnegie Endowment for International Peace. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  27. Haufler, Virginia (2003): “New forms of governance. Certification regimes as social regulations of the global market”. In: Meidinger, Errol/Elliott, Christopher/Oesten, Gerhard (eds.): Social and political dimensions of forest certification. Remagen: Kessel, pp. 237-247. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  28. Haufler, Virginia (2009): “The Kimberley Process certification scheme. An innovation in global governance and conflict prevention”. In: Journal of Business Ethics, 89, pp. 403-416. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  29. Hilson, Gavin (2010): “‘Once a miner, always a miner’: poverty and livelihood diversification in Akwatia, Ghana”. In: Journal of Rural Studies, 26, 3, pp. 296-307. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  30. Hoffmann, Kasper/Vlassenroot, Koen/Marchais, Gauthier (2016): “Taxation, stateness and armed groups. Public authority and resource extraction in Eastern Congo”. In: Development and Change, 47, 6, pp. 1434-1456. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  31. IMPACT (2020): “The intermediaries. Traders who threaten the Democratic Republic of Congo’s efforts for conflict-free gold”. At: <https://impacttransform.org/wp-content/uploads/2020/09/The-Intermediaries_Sept-2020_EN-web.pdf> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  32. International Labour Organization (2006): “Tripartite declaration of principles concerning multinational enterprises and social policy”. Fourth Edition. At: <https://ilo.org/public/libdoc/ilo/2006/106B09_303_engl.pdf> (accessed 27 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  33. IPIS (2020): “Artisanal mining in DR Congo - IPIS open data dashboard”. At: <https://ipisresearch-dashboard.shinyapps.io/open_data_app/> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  34. Keck, Margaret/Sikkink, Kathryn (1998): Activists beyond borders. Ithaca and London: Cornell University Press. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  35. Koch, Dirk-Jan/Burlyuk, Olga (2020): “Bounded policy learning? EU efforts to anticipate unintended consequences in conflict minerals legislation”. In: Journal of European Public Policy, 27, 10, pp. 1441-1462. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  36. Koch, Dirk-Jan/Kinsbergen, Sara (2018): “Exaggerating unintended effects? Competing narratives on the impact of conflict minerals regulation”. In: Resources Policy, 57, pp. 255-263. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  37. Le Billon, Philippe (2000): “The political ecology of transition in Cambodia 1989-1999. War, peace and forest exploitation”. In: Development and Change, 31, 4, pp. 785-805. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  38. Neumann, Martin/Barume, Bali/Ducellier, Benoît/Ombeni, Alain/Näher, Uwe/Schütte, Philip/von Baggehufwudt, Ulrike/Ruppen, Désirée/Weyns, Yannick (2019): Traceability in artisanal gold supply chains in the Democratic Republic of the Congo. Lessons learned from the Kampene gold pilot project. Hanover: Bundesanstalt für Geowissenschaften und Rohstoffe. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  39. Newell, Peter (2001a): “Environmental NGOs, TNCs, and the question of governance”. In: Stevis, Dimitris/Assetto, Valerie (eds.): The international political economy of the environment. Boulder and London: Lynne Rienner, pp. 85-107. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  40. Newell, Peter (2001b): “Managing multinationals. The governance of investment for the environment”. In: Journal of International Development, 13, pp. 907-919. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  41. Nielsen, Vibeke/Parker, Christine (2008): “To what extent do third parties influence business compliance?”. In: Journal of Law and Society, 35, 3, pp. 309-340. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  42. OECD (2011): OECD Guidelines for Multinational Enterprises. 2011 Edition. Paris: OECD Publishing. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  43. OECD (2013): OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. Second Edition. Paris: OECD Publishing. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  44. Oliviero, Melanie/Simmons, Adele (2002): “Who’s minding the store? Global civil society and corporate social responsibility”. In: Glasius, Marlies/Kaldor, Mary/Anheier, Helmut (eds.): Global civil society 2002. Oxford: Oxford University Press, pp. 77-107. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  45. Parker, Dominic/Foltz, Jeremy/Elsea, David (2016): “Unintended consequences of sanctions for human rights. Conflict minerals and infant mortality”. In: The Journal of Law and Economics, 59, 4, pp. 731-774. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  46. Parker, Dominic/Vadheim, Bryan (2017): “Resource cursed or policy cursed? US regulation of conflict minerals and violence in the Congo”. In: Journal of the Association of Environmental and Resource Economists, 4, 1, pp. 1-49. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  47. Perks, Rachel (2011): “‘Can I Go?’ - Exiting the artisanal mining sector in the Democratic Republic of Congo”. In: Journal of International Development, 23, 8, pp. 1115-1127. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  48. Prendergast, John (2009): “Can you hear Congo now? Cell phones, conflict minerals, and the worst sexual violence in the world”. At: https://enoughproject.org/files/Can%20Your%20Hear%20Congo%20Now.pdf (accessed 29 September 2020). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  49. Price, Richard (2003): “Transnational civil society and advocacy in world politics”. In: World Politics, 55, 4, pp. 579-606. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  50. Radley, Ben/Vogel, Christoph (2015): “Fighting windmills in Eastern Congo? The ambiguous impact of the ‘conflict minerals’ movement”. In: The Extractive Industries and Society, 2, 3, pp. 406-410. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  51. RAND Europe (n.d.): “Indicative, non-exhaustive list of conflict-affected and high-risk areas under Regulation (EU) 2017/821”. At: <https://www.cahraslist.net/cahras> (accessed 7 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  52. Ross, Michael (2004a): “How do natural resources influence civil war? Evidence from thirteen cases”. In: International Organization, 58, 1, pp. 35-67. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  53. Ross, Michael (2004b): “What do we know about natural resources and civil war?”. In: Journal of Peace Research, 41, 3, pp. 337-356. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  54. Schneiberg, Marc/Bartley, Tim (2008): “Organizations, regulation, and economic behaviour. Regulatory dynamics and forms from the nineteenth to twenty-first century”. In: Annual Review of Law and Social Science, 4, pp. 31-61. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  55. Schütte, Philip (2019): “International mineral trade on the background of due diligence regulation. A case study of tantalum and tin supply chains from East and Central Africa”. In: Resources Policy, 62, pp. 674-689. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  56. Seay, Laura (2015): “Conflict Minerals in Congo. The consequences of oversimplification”. In: de Waal, Alex (ed.): Advocacy in Conflict. Critical Perspectives on Transnational Activism. London: Zed Books, pp. 115-141. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  57. Stoop, Nik/Verpoorten, Marijke/van der Windt, Peter (2018): “More legislation, more violence? The impact of Dodd-Frank in the DRC”. In: PLoS ONE, 13, 8. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  58. United Nations (2001): “Report of the Panel of Experts on the illegal Exploitation of Natural Resources and Other Forms of Wealth of the Democratic Republic of the Congo”. At: <https://www.undocs.org/S/2001/357> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  59. United Nations (2011): Guiding Principles on Business and Human Rights. New York and Geneva: United Nations. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  60. United Nations (2017): “Final report of the Group of Experts on the Democratic Republic of the Congo”. At: <https://www.undocs.org/S/2017/672/Rev.1> (accessed 2 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  61. van der Velde, Steffen (2017): “The end of conflict minerals on the EU market?”, ASSER Policy Brief No. 2017-01. At: <https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2930215> (accessed 7 September 2021). Google Scholar öffnen doi.org/10.5771/9783748935940-385
  62. van Erp, Judith/Faure, Michael/Liu, Jing/Karavias, Markos/Nollkaemper, André/Philipsen, Niels (2019): “Introduction. The concept of smart mixes for transboundary environmental harm”. In: van Erp, Judith/Faure, Micheal/Nollkaemper, André/Philipsen, Niels (eds.): Smart mixes for transboundary environmental harm. Cambridge: Cambridge University Press, pp. 3-24. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  63. Vogel, Christoph/Raeymaekers, Timothy (2016): “Terr(it)or(ies) of peace? The Congolese mining frontier and the fight against ‘conflict minerals’”. In: Antipode, 48, 4, pp. 1102-1121. Google Scholar öffnen doi.org/10.5771/9783748935940-385
  64. Vogel, David (2008): “Private global business regulation”. In: Annual Review of Political Science, 11, pp. 261-282. Google Scholar öffnen doi.org/10.5771/9783748935940-385

Zitation


Download RIS Download BibTex